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Adaptive methods for on-line recognition of isolated handwritten characters

机译:在线识别孤立手写字符的自适应方法

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摘要

The main goal of the work presented in this thesis has been the development of an on-line handwriting recognition system which is able to recognize handwritten characters of several different writing styles and is able to improve its performance by adapting itself to new writing styles. The recognition method should be applicable to hand-held devices of limited memory and computational resources. The adaptation process should take place during normal use of the device, not in some specific training mode. For the usability aspect of the recognition system, the recognition and adaptation processes should be easily understandable to the users.The first part of this thesis gives an introduction to the handwriting recognition. The topics considered include: the variations present in personal handwriting styles; automatic grouping of similar handwriting styles; the differences between writer-independent and writer-dependent as well as on-line and off-line handwriting recognition problems; the different approaches to on-line handwriting recognition; the previous adaptive recognition systems and the experiments performed with them; the recognition performance requirements and other usability issues related to on-line handwriting recognition; the current trends in on-line handwriting recognition research; the recognition results obtained with the most recent recognition systems; and the commercial applications.The second part of the thesis describes an adaptive on-line character recognition system and the experiments performed with it. The recognition system is based on prototype matching. The comparisons between the character samples and prototypes are based on the Dynamical Time Warping (DTW) algorithm and the input characters are classified according to the k Nearest Neighbors (k-NN) rule. The initial prototype set is formed by clustering character samples collected from a large number of subjects. Thus, the recognition system can handle various writing styles. This thesis work introduces four DTW-based clustering algorithms which can be used for the prototype selection. The recognition system adapts to new writing styles by modifying its prototype set. This work introduces several adaptation strategies which add new writer-dependent prototypes into the initial writer-independent prototype set, reshape the existing prototypes with a Learning Vector Quantization (LVQ)-based algorithm, and inactivate poorly performing prototypes. The adaptations are carried out on-line in a supervised or self-supervised fashion. In the former case, the user explicitly labels the input characters which are used as training samples in the adaptation process. In the latter case, the system deduces the labels from the recognition results and the user's actions. The latter approach is prone to erroneously labeled learning samples.The different adaptation strategies were experimented with and compared with each other by performing off-line simulations and genuine on-line user experiments. In the simulations, special attention has been paid to the various erroneous learning situations likely to be encountered in real world handwriting recognition tasks. The recognition system is able to improve its recognition accuracy significantly on the basis of only a few additional character samples per class. Recognition accuracies acceptable in real world applications can be attained for most of the test subjects.This work also introduces a Self-Organizing Map (SOM)-based method for analyzing personal writing styles. Personal writing styles are represented by high-dimensional vectors, the components of which indicate the subjects' tendencies to use certain prototypical writing styles for isolated characters. These writing style vectors are then visualized by a SOM which enables the detection and analysis of clusters of similar writing styles.
机译:本文提出的工作的主要目标是开发一种在线手写识别系统,该系统能够识别几种不同书写风格的手写字符,并能够通过适应新的书写风格来提高其性能。识别方法应适用于内存和计算资源有限的手持设备。适应过程应在设备正常使用期间进行,而不是在某些特定的训练模式下进行。对于识别系统的可用性方面,识别和自适应过程应该易于用户理解。本文的第一部分对手写识别进行了介绍。考虑的主题包括:个人手写风格中的变化;自动分组相似的笔迹样式;独立作者和独立作者之间的区别,以及在线和离线手写识别问题;在线手写识别的不同方法;先前的自适应识别系统以及使用它们进行的实验;与在线手写识别有关的识别性能要求和其他可用性问题;在线手写识别研究的当前趋势;使用最新识别系统获得的识别结果;论文的第二部分描述了一种自适应的在线字符识别系统,并进行了实验。识别系统基于原型匹配。字符样本和原型之间的比较基于动态时间规整(DTW)算法,并且根据k个最近邻居(k-NN)规则对输入字符进行分类。初始原型集是通过对从大量主题中收集的角色样本进行聚类而形成的。因此,识别系统可以处理各种书写风格。本文工作介绍了四种基于DTW的聚类算法,可用于原型选择。识别系统通过修改其原型集来适应新的写作风格。这项工作介绍了几种适应策略,这些策略将新的与编写者相关的原型添加到与编写者无关的初始原型集中,使用基于学习矢量量化(LVQ)的算法重塑现有原型,并使无效的原型失效。修改以监督或自我监督的方式在线进行。在前一种情况下,用户显式标记输入字符,这些字符在适应过程中用作训练样本。在后一种情况下,系统从识别结果和用户的动作中推导出标签。后一种方法很容易错误地标记学习样本。通过进行离线模拟和真正的在线用户实验,对不同的适应策略进行了实验和比较。在模拟中,已特别注意现实世界中的手写识别任务中可能遇到的各种错误学习情况。识别系统能够基于每个类别仅几个额外的字符样本来显着提高其识别精度。大多数测试对象都可以达到现实应用中可接受的识别精度。这项工作还介绍了一种基于自组织映射(SOM)的方法来分析个人写作风格。个人写作风格由高维矢量表示,矢量的组成部分指示受试者使用孤立的人物使用某些原型写作风格的倾向。然后,通过SOM可视化这些书写样式矢量,从而可以检测和分析相似书写样式的群集。

著录项

  • 作者

    Vuori Vuokko;

  • 作者单位
  • 年度 2002
  • 总页数
  • 原文格式 PDF
  • 正文语种 en
  • 中图分类

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