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Litigation Fights Back: Avoiding the Effect of Arbitration Clauses in Charterparty Bills of Lading

机译:诉讼反击:避免租船提单中仲裁条款的影响

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There is widespread concern that the writing requirement in the New York Convention is unduly restrictive and anachronistic. The UNCI-TRAL Working Group on Arbitration and Conciliation has been considering what to do about Art. Ⅱ, para 2 of the New York Convention since at least 2000. In 2000, the Working Group listed several typical examples of situations where the parties have agreed on the content of a contract containing an arbitration agreement and where there is written evidence of the contract but where, nevertheless, the current form of the relevant Conventions "may be construed as invalidating or calling into question the validity of the arbitration agreement." Two of those situations are: (e) Bills of lading which incorporate the terms of the underlying charterparty by reference; (h) A bill of lading containing an arbitration clause that is not signed by the shipper or the subsequent holder. Obviously, the UNCITRAL Working Group shares the view expressed in this article that arbitration clauses incorporated by reference into unsigned charterparty bills of lading are of questionable enforceability under the Convention. Although the question of Art. Ⅱ, dara 2 remains on the Working Group's agenda, the Working Group has postponed consideration of the question because it cannot decide whether to recommend adoption of an interpretative instrument under Art. 31(3)(a) of the Vienna Convention on the Law of Treaties, or creation of an amending Protocol to the Convention. Until the New York Convention is changed in some respect that will be binding in the United States, the problem identified by this article will remain a real one. The restrictive writing requirement in the New York Convention precludes application of the domestic F.A.A. (particularly 9 U.S.C. para 3) unless both parties to the contract are American, and it also precludes application of the Convention to arbitration clauses incorporated into charterparty bills of lading. The end result is that unless the carrier can persuade the court that an order for specific performance can and should be made, arbitration clauses of this kind should not be regarded as enforceable. Without a doubt, they should not be regarded as presumptively enforceable under 9 U.S.C. para 3, as they so often are in practice. In other words, litigation strikes back, at least a little and at least for a short time.
机译:普遍关注的是,《纽约公约》的写作要求过于严格和过时。 UNCI-TRAL仲裁与和解工作组一直在考虑如何处理艺术。至少自2000年以来,《纽约公约》第二条第2款。工作组在2000年列举了以下几种典型情况:当事双方就包含仲裁协议的合同内容达成协议,并且有书面证据表明该合同但是,尽管如此,有关公约的现行形式“仍可被解释为使仲裁协议的效力无效或受到质疑”。其中两种情况是:(e)提单,以提述方式并入了基础租船合同的条款; (h)载有未由托运人或其后继持有人签署的仲裁条款的提单。显然,贸易法委员会工作组同意本文中的观点,即根据《公约》,以提述方式并入未签署的租船提单中的仲裁条款是否具有可强制执行性。虽然是艺术的问题。 Ⅱ,第2款仍保留在工作组的议程上,由于无法决定是否建议采用《艺术》下的解释性文书,工作组推迟了对该问题的审议。 《维也纳条约法公约》第31条第3款第(a)项,或创建该公约的修订议定书。在对《纽约公约》进行某些方面的修改以使其对美国具有约束力之前,本文确定的问题将仍然是一个现实问题。 《纽约公约》的限制性书面要求排除了适用国内F.A.A. (特别是《美国法典》第9条第3款),除非合同双方均为美国,并且也禁止将《公约》适用于纳入租船提单的仲裁条款。最终结果是,除非承运人能够说服法院可以并且应该做出特定履行的命令,否则此类仲裁条款不应被视为可执行的。毫无疑问,根据《美国法典》第9编,它们不应被认为具有强制执行力。第3段,因为它们在实践中经常出现。换句话说,诉讼至少会在短时间内反击。

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