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The right to silence and the privilege against self-incrimination: a critical examination of a doctrine in search of cogent reasons

机译:沉默的权利和反对自证其罪的特权:对寻求有说服力理由的学说进行批判性审查

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摘要

The aim of this thesis is to analyse the silence principle (i.e. the right to silence and theprivilege against self-incrimination) and to determine its place within procedural and constitutional law. Should the silence principle be entirely abolished, sustained as a limited evidentiary rule or elevated to the status of a constitutional right? The central question to be argued is whether the silence principle has a rationally justifiable and valid procedural place within the accusatorial-adversarial Anglo-American system of criminal justice.The methodology employed in the main body of this thesis involves a critical and comparative examination of the silence principle and is founded on the following four legs :a) A historical analysis of the silence principle and its antecedents. Does the historical silence principle support the modern silence principle in description and scope?b) An analysis of the distinction between a "right" and a "privilege". Why is the accused's right to silence distinguished from the witness privilege? Is there a philosophical justification for the silence principle?c) A comparative study of the two major jurisdictions of the Anglo-Americansystem of justice, namely :i) The American silence principle constituted as the fifth amendment privilege against self-incrimination and entrenched within the U.S. Constitution;ii) The English silence principle constituted until recently as a common law evidentiary rule contained within a body of ill-defined principles loosely referred to as the unwritten English Constitution. The common law rule has been statutorily formalized in the Criminal Justice and Public Order Act 1994 and will be greatly influenced by the new Human Rights Act1998.iii) The South African interpretation of a silence principle is caught between the two extremes of an American absolute right and an English evidentiary rule. Silence in South Africa is a relative right subject to a balance of interest and reasonable limitation. Which of these definitions is better suited as a template for an ideal silence principle?vid) A comparative international study of the procedural differences between an inquisitorial and an accusatorial system. How does a principle of silence function outside the accusatorial system?The conclusion of the thesis is that the most suitable role of a silence principle within the accusatorial system is one of a flexible compromise. While it does not deserve abolition neither does it deserve elevation into a constitutional right. Silence is best suited to the role of a procedural evidentiary rule. A circumstantial item of evidence with its trial admissibility determined by the criteria of relevancy and prejudice. If the legal, political and cultural pressures upon a particular jurisdiction are such as to demand constitutional entrenchment then the second best alternative is to define the silence principle as a relative right susceptible to a properly applied balance of interest test. The worst alternative is to define the silence principle in absolute terms. Silence as an evidentiary rule or a relative right means that it will sometimes be necessary to emphasise the autonomous interests of the individual in remaining silent and at other times the societal interest in crime prevention. Which interest is to be preferred and to what extent will depend on the prevailing social pressures of the day. It shall be argued that the elevation of a silence principle into a constitutional right stifles a critical examination of the essentialeof silence by disguising its inherent irrationality and lack of a philosophical raison de etre.The interpretation of a silence principle as an absolute constitutional right by the Supreme Court of the United States is confusing, contradictory and riddled with innumerable exceptions. By contrast the English approach to silence is pragmatic and highly successful. The Criminal Justice and Public Order Act of 1994 gives a meaningful interpretation of silence which takes into account its logical flaws. The English statute is a successful compromise between the need to protect the individual during the criminal process and the need to combating crime in the most efficient manner possible. While the South African interpretation of silence is a workable compromise, South Africa may have been better served by defining its silence principle in terms of the pragmatic English statutory model which allows for the efficient but carefully controlled use of silence in the combating of crime.
机译:本论文的目的是分析沉默原则(即沉默权和反对自我追究权的特权),并确定其在程序法和宪法中的地位。应该完全废除沉默原则,将其作为有限的证据规则予以维持,还是提升为宪法权利的地位?要争论的中心问题是,沉默原则在原告对抗性的英美刑事司法体系中是否具有合理合理的,有效的程序性地位。本文主体所采用的方法包括对刑事诉讼的批判性和比较性检验。沉默原则并基于以下四个方面:a)对沉默原则及其先例的历史分析。历史沉默原则在描述和范围上是否支持现代沉默原则?b)分析“权利”和“特权”之间的区别。为什么将被告的沉默权与证人特权区分开?沉默原则是否有哲学上的证明?c)对英美司法体系的两个主要司法管辖区进行比较研究,即:i)美国沉默原则构成了反对自我追究的第五种修正特权,并在其内部根深蒂固美国宪法; ii)直到最近,英国的沉默原则还是作为普通法的证据规则而构成的,它包含在一组定义不清的原则中,这些原则松散地称为未成文的英国宪法。普通法规则已在1994年的《刑事司法和公共秩序法》中正式确立,并将受到新的《 1998年人权法》的影响。iii)南非对沉默原则的解释介于美国绝对权利的两个极端之间。以及英国的证据规则。南非的沉默是一项相对权利,受制于利益平衡和合理限制。这些定义中的哪一个更适合作为理想的沉默原则的模板?vid)司法系统和诉讼系统之间程序差异的国际比较研究。沉默原则如何在检举系统之外发挥作用?论文的结论是,沉默原则在检举系统中最合适的作用是一种灵活的折衷方案。虽然不应该废除它,也不应该将其升格为宪法权利。沉默最适合程序证据规则的作用。根据相关性和偏见标准确定的附带证据的审理性证据。如果对特定司法管辖区的法律,政治和文化压力要求建立宪法,则第二种最佳选择是将沉默原则定义为易于适当实施利益平衡测试的相对权利。最糟糕的选择是绝对地定义沉默原理。沉默作为证据规则或相对权利,意味着有时有必要强调个人的自治利益,以保持沉默,而有时则强调预防犯罪的社会利益。优先考虑哪种兴趣以及在何种程度上取决于当天的主流社会压力。应当指出,将沉默原则提升为宪法权利,是通过掩饰沉默的内在非理性和缺乏哲学存在的理由,扼杀了对沉默本质的批判性考察。美国最高法院令人困惑,自相矛盾,并充满无数例外。相比之下,英语的沉默方法是实用且成功的。 1994年的《刑事司法和公共秩序法》对沉默做出了有意义的解释,其中考虑到了其逻辑缺陷。英国法规是在犯罪过程中保护个人的需要与以最有效的方式打击犯罪的需要之间的成功折衷。尽管南非对沉默的解释是可行的折衷方案,但按照务实的英语法定模式来定义沉默原则,可能会更好地为南非服务,该模式允许在打击犯罪中有效而谨慎地控制沉默的使用。

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