Information Security: Securities and Exchange Commission Needs to Address Weak Controls Over Financial and Sensitive Data;Report to the Congress

摘要

The Securities and Exchange Commission (SEC) relies extensively on computerized systems to support its financial and mission-related operations. As part of the audit of SEC's fiscal year 2004 financial statements, GAO assessed the effectiveness of the commission's information system controls in protecting the integrity, confidentiality, and availability of its financial and sensitive information.