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Two simple multivariate procedures for monitoring planetary gearboxes in non-stationary operating conditions

机译:用于在非平稳运行条件下监控行星齿轮箱的两个简单的多元程序

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This paper deals with the diagnostics of planetary gearboxes under nonstationary operating conditions. In most diagnostics applications, energy of vibration signals (calculated directly from time series or extracted from spectral representation of signal) is used. Unfortunately energy based features are sensitive to load conditions and it makes diagnostics difficult. In this paper we used energy based 15D data vectors (namely spectral amplitudes of planetary mesh frequency and its harmonics) in order to investigate if it is possible to improve diagnostics efficiency in comparison to previous, one dimensional, approaches proposed for the same problem. Two multivariate methods, Principal Component Analysis (PCA) and Canonical Discriminant Analysis (CDA), were used as techniques for data analysis. We used these techniques in order to investigate dimensionality of the data and to visualize data in 3D and 2D spaces in order to understand data behavior and assess classification ability. As a case study the data from two planetary gearboxes used in complex mining machines (one in bad condition and the other in good condition) were analyzed. For these two machines more than 2000 15D vectors were acquired. It should be noted that due to non-stationarity of loading conditions, previous diagnostics results obtained using other techniques were moderately good (ca. 80% recognition efficiency); however there is still some need to improve diagnostics classification ability. After application of the proposed approaches it was found that the entire data could be reduced to 2 dimensions whereby data instances became visible and a good discriminant function (characterized by a misclassification rate of .0023, i.e. only 5 erroneous classifications for a total of 2183 instances) could be derived. This paper suggests a novel way for condition monitoring of planetary gearboxes based on multivariate statistics. The emphasis is put on the algebraic and geometric interpretations of the PCA. In the second approach, the CDA method has been proposed for the first time in such a context. It should be noted that existing PCA based approaches already proposed in literature also use PCA for data reduction, but they do not analyse their geometry after projection. Moreover, they considered simple laboratory data, with artificially introduced local damage; they were not applied to real case study with distributed form of wear as presented here. It should be added that just a few works may be found in the context of planetary gearbox, time varying load and multivariate statistics. So, we believe that the data processing procedure proposed here may be interesting both for scientists and engineers.
机译:本文讨论了非稳态工况下行星齿轮箱的诊断。在大多数诊断应用中,使用振动信号的能量(直接从时间序列中计算或从信号的频谱表示中提取)。不幸的是,基于能量的功能对负载条件敏感,这使诊断变得困难。在本文中,我们使用基于能量的15D数据矢量(即行星网格频率及其谐波的频谱幅度)来研究与以前针对同一问题提出的一维方法相比,是否有可能提高诊断效率。两种多元方法,主成分分析(PCA)和规范判别分析(CDA)被用作数据分析技术。我们使用这些技术来调查数据的维数并可视化3D和2D空间中的数据,以便了解数据行为并评估分类能力。作为案例研究,分析了用于复杂采矿机的两个行星齿轮箱的数据(一个状况不好,另一个状况良好)。对于这两台机器,已获取了2000多个15D向量。应当指出的是,由于装载条件的不稳定,使用其他技术获得的先前诊断结果是中等良好的(约80%的识别效率)。但是,仍然需要提高诊断分类能力。应用建议的方法后,发现可以将整个数据缩减为2维,从而使数据实例变得可见,并具有良好的判别功能(误分类率为.0023,即总共2183个实例只有5个错误分类) )可以得出。本文提出了一种基于多元统计数据的行星齿轮箱状态监测的新方法。重点放在PCA的代数和几何解释上。在第二种方法中,在这种情况下首次提出了CDA方法。应该注意的是,文献中已经提出的基于PCA的现有方法也使用PCA进行数据约简,但是它们在投影后不分析其几何形状。此外,他们考虑了简单的实验室数据,并人为地造成了局部破坏。它们未应用于此处介绍的具有分布式磨损形式的实际案例研究。应该补充的是,在行星齿轮箱,时变负载和多元统计数据的背景下,可能只发现了一些作品。因此,我们认为,这里提出的数据处理过程可能对科学家和工程师来说都是有趣的。

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