上海反洗钱监管的战略思考——以国际金融中心为视角

摘要

Anti money laundering supervision is an important guarantee for the development of an international financial center. This paper begins with a theoretical analysis on relations between an international financial center and anti-money laundering regulation. Then, the paper takes the example of Hong Kong to overview the main anti-money laundering supervision experiences of a mature international financial center. Shanghai anti-money laundering supervision should implement a risk-based regulatory approach so as to build a preventive anti-money laundering monitoring network and to continuously improve the regulatory methods and means to improve the overall effectiveness of supervision.%反洗钱监管是国际金融中心建设的重要基础保障。本文在对国际金融中心建设与反洗钱监管关系予以理论分析的基础上，以香港为例概括了成熟型国际金融中心反洗钱监管的主要经验，提出上海反洗钱监管应推行以风险为本的监管方式，构筑预防性反洗钱监管网络，不断改进监管方法与手段，全面提高监管工作的有效性的战略思路。