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The Effect of Broad and Specific Demographic Homogeneity on the Imposter Distributions and False Match Rates in Face Recognition Algorithm Performance

机译:人脸识别算法性能中广泛且特定的人口同质性对冒名顶替人分布和假匹配率的影响

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The growing adoption of biometric identity systems, notably face recognition, has raised questions regarding whether performance is equitable across demographic groups. Prior work on this issue showed that performance of face recognition systems varies with demographic variables. However, biometric systems make two distinct types of matching errors, which lead to different outcomes for users depending on the technology use case. In this research, we develop a framework for classifying biometric performance differentials that separately considers the effect of false positive and false negative outcomes, and show that oft-cited evidence regarding biometric equitability has focused on primarily on false-negatives. We then correlate demographic variables with false-positive outcomes in a diverse population using a commercial face recognition algorithm, and show that false match rate (FMR) at a fixed threshold increases >400-fold for broadly homogeneous groups (individuals of the same age, same gender, and same race) relative to heterogeneous groups. This was driven by systematic shifts in the tails of the imposter distribution impelled primarily by homogeneity in race and gender. For specific demographic groups, we observed the highest false match rate for older males that self-identified as White and the lowest for older males that self-identified as Black or African American. The magnitude of FMR differentials between specific homogeneous groups (<3-fold) was modest in comparison with the FMR increase associated with broad demographic homogeneity. These results demonstrate the false positive outcomes of face recognition systems are not simply linked to single demographic factors, and that a careful consideration of interactions between multiple factors is needed when considering the equitability of these systems.
机译:生物特征识别系统(尤其是人脸识别)的采用日趋广泛,这引发了人们对绩效在各个人群之间是否公平的质疑。关于此问题的先前工作表明,人脸识别系统的性能随人口统计变量而变化。但是,生物识别系统会产生两种截然不同的匹配错误,这取决于技术用例,为用户带来不同的结果。在这项研究中,我们建立了一个用于区分生物特征性能差异的框架,该框架分别考虑了假阳性和假阴性结果的影响,并表明有关生物特征公平性的经常被引用的证据主要集中在假阴性上。然后,我们使用商业面部识别算法将人口统计学变量与假阳性结果相关联,并显示在固定阈值下的错误匹配率(FMR)对于大致同质的群体(年龄相同,性别和种族相同)。这是由于种族和性别均一性推动的冒名顶替者分布尾部的系统性变化所致。对于特定的人口群体,我们观察到自认为白人的老年男性的假匹配率最高,而自认为黑人或非裔美国人的老年男性的假匹配率最低。与广泛的人口同质性相关的FMR增加相比,特定同质组之间的FMR差异幅度较小(<3倍)。这些结果表明,人脸识别系统的假阳性结果并不能简单地与单个人口统计因素联系在一起,并且在考虑这些系统的公平性时,需要仔细考虑多个因素之间的相互作用。

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