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A preliminary investigation on the sensitivity of COTS face recognition systems to forensic analyst-style face processing for occlusions

机译:胶凝液体面部识别系统敏感性对闭塞式分析型脸部处理的初步调查

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Modern day law enforcement banks heavily on the use of commercial off-the-shelf (COTS) face recognition systems (FRS) as a tool for biometric evaluation and identification. However, in many real-world scenarios, when the face of an individual is occluded or degraded in some way, commercial recognition systems fail to accept the face for evaluation or simply return unusable matched faces. In these kinds of cases, forensic experts rely on image processing techniques and tools, to make the face fit to be processed by the commercial recognition systems (e.g. use partial face images from another subject to fill in the occluded parts of the face of interest, or have a tight crop around the face). In this study, we evaluate the sensitivity of commercial recognition systems to such forensic techniques. More specifically, we study the change in the rank-1 identification result that is caused by forensic processing of faces-of-interest that are unusable by the commercial recognition systems. Further, forensic processing of such faces is more of an art and it is extremely difficult to process faces consistently such that there is a predictable effect on the rank-n identification result. This study is meant to serve as an evaluation of the effect of a few forensic techniques intended to allow commercial recognition systems to process and match face images that were otherwise unusable. Our results indicate that COTS FRS can be sensitive to the subjectivity in facial part swapping and cropping, resulting in inconsistencies in the identification rankings and similarity scores.
机译:现代执法银行大量利用商业现货(COTS)面部识别系统(FRS)作为生物识别评估和识别的工具。然而,在许多真实世界的情景中,当个人以某种方式封闭或降级个人的面部时,商业识别系统未能接受评估的面部或者只是退回不可用的匹配面。在这些案例中,法医专家依赖于图像处理技术和工具,使面部适合由商业识别系统处理(例如,使用来自另一个主题的部分面部图像以填充面对感兴趣的遮挡部分,或者在脸上有紧张的作物)。在这项研究中,我们评估了商业识别系统对这种法医技术的敏感性。更具体地说,我们研究了由商业识别系统不可用的对兴趣面的法医加工引起的秩-1识别结果的变化。此外,对这种面的法医加工更像是一种技术,并且始终难以处理面,使得对秩N识别结果存在可预测的影响。本研究旨在作为旨在允许商业识别系统的效果的评估,以允许商业识别系统处理和匹配否则无法使用的面部图像。我们的结果表明,COTS FRS可以对面部零件交换和裁剪中的主观性敏感,导致识别排名和相似性分数不一致。

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