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Does decentralization strengthen or weaken the state? Authority and social learning in a supple state

机译:分权会增强还是削弱国家?权威和社会学习处于柔和状态

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摘要

We examine how decentralization affects four key aspects of state strength: (i) Authority over territory and conflict prevention, (ii) Policy autonomy and the ability to uphold the law, (iii) Responsive, accountable service provision, and (iv) Social learning. We provide specific reform paths that should lead to strengthening in each. Decentralizing below the level of social cleavages should drain secessionist pressure by peeling away moderate citizens from radical leaders. The regional specificity of elite interests is key. If regional elites have more to lose than gain from national schism, they will not invest in politicians and conflicts that promote secession. Strong accountability mechanisms and national safeguards of minority rights can align local leaders’ incentives with citizens’, so promoting power-sharing and discouraging local capture or oppression. “Fragmentation of authority” is a mistaken inference; what decentralization really does is transform politics from top-down to bottom-up, embracing many localities and their concerns. The state moves from a simpler, brittler command structure to one based on overlapping authority and complex complementarity, where government is more robust to failure in any of its parts. Well-designed reform, focusing on services with low economies of scale, with devolved taxation and bail-outs prohibited, should increase public accountability. Lastly, by allowing citizens to become political actors in their own right, the small scale of local politics should promote social learning-by-doing, so strengthening political legitimacy, state-building, and ‘democratic suppleness’ from the grass-roots upwards.
机译:我们研究了权力下放如何影响国家实力的四个关键方面:(i)对领土和预防冲突的权威;(ii)政策自治和维护法律的能力;(iii)负责任,负责任的服务提供;以及(iv)社会学习。我们提供了具体的改革途径,应在每条途径中予以加强。将权力下放到低于社会分裂的水平应通过将温和的公民与激进的领导人剥离而减轻分裂主义的压力。精英利益的区域特殊性是关键。如果地区精英要从民族分裂中损失多于利益,他们将不会投资于促进分裂的政客和冲突。强大的问责机制和民族权利的国家保障措施可使地方领导人的​​激励措施与公民的利益保持一致,从而促进权力共享并阻止当地人被俘虏或压迫。 “权力分散”是一个错误的推论;分权的真正作用是将政治从上而下转换为自下而上,并包含许多地区及其关注的问题。国家从一种简单的,易碎的命令结构转变为基于重叠的权限和复杂的互补关系的结构,在这种结构中,政府对任何部分的失败都更加有力。精心设计的改革应侧重于低规模经济的服务,禁止放权的税收和纾困,这应提高公众责任感。最后,通过允许公民自己成为政治行为者,小规模的地方政治应促进边做边学,从而从基层向上加强政治合法性,国家建设和“民主柔韧性”。

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