U.S. Securities and Exchange Commission, Office of Inspector General Five Year Strategic Plan, Fiscal Years 2010-2015

摘要

The plan describes the SEC OIGs goals and objectives and presents measures that the SEC OIG will use to gauge its performance. This strategic approach is the outcome of the direct participation of the OIG staff, feedback from clients, and our experience with previous strategic plans. As described herein, the SEC OIG is maintaining a risk-based approach to its work. This has allowed the Office to evolve from an appraisal activity focusing on controls into a program of integrated risk assessment and mitigation, conducted in consultation with Commission management.