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Accountability in context: effects of research evaluation systems on publication practices, disciplinary norms, and individual working routines in the faculty of Arts at Uppsala University

机译:背景下的问责制:研究评估系统对出版实践,学科规范和乌普萨拉大学文学院个人日常工作的影响

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摘要

Given the increased role of bibliometric measures in research evaluation, it is striking that studies of actual changes in research practice are rare. Most studies and comments on 'a metric culture' in academia focus on the ideological and political level, and there is a clear shortage of empirical studies that analyze how researchers handle demands for accountability in context. In adopting a mixed-methods approach involving both bibliometric data and answers form questionnaires, we provide an in-depth study of how researchers at the faculty of Arts at Uppsala University (Sweden) respond to the implementation of performance-based research evaluation systems. Publication patterns from 2006 to 2013 show that journal publications, especially English-language ones, are increasing, and the proportion of peer-reviewed publications has doubled. These changes are in line with the incentives of the evaluation systems under study. Answers to the survey confirm that scholars are conscious about this development, and several respondents articulate a disagreement between disciplinary norms and external demands. However, disciplinary background as well as career stage or academic age appears to have a significant influence on how individual researchers react to the instigation of evaluation systems. Finally, responses to national and local evaluation regimes are complex, localized, and dependent on many factors. In-depth contextualized studies of research practices are needed in order to understand how performance-based funding systems influence academic research on the ground.
机译:鉴于文献计量方法在研究评估中的作用越来越大,令人惊讶的是,对研究实践中实际变化的研究很少。学术界对“度量文化”的大多数研究和评论都集中在意识形态和政治层面,而实证研究显然不足,这些实证研究无法分析研究人员如何处理背景下的问责制要求。通过采用涉及文献计量数据和问卷调查表的混合方法,我们对瑞典乌普萨拉大学艺术学院的研究人员如何响应基于绩效的研究评估系统的实施提供了深入的研究。从2006年到2013年的出版方式表明,期刊出版物,尤其是英文出版物正在增加,经过同行评审的出版物所占比例翻了一番。这些变化与正在研究的评估系统的激励相一致。对调查的回答证实了学者们对这种发展的意识,并且一些受访者清楚地表明了纪律规范与外部需求之间的分歧。但是,学科背景以及职业阶段或学术年龄似乎对个别研究人员对评估系统的反应有重大影响。最后,对国家和地方评估制度的回应是复杂的,局部的,并取决于许多因素。为了了解基于绩效的资助系统如何影响实地的学术研究,需要对研究实践进行深入的情境研究。

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