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Pseudo cluster randomization: balancing the disadvantages of cluster and individual randomization.

机译:伪聚类随机化:平衡聚类和个体随机化的弊端。

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摘要

While designing a trial to evaluate a complex intervention, one may be confronted with the dilemma that randomization at the level of the individual patient risks contamination bias, whereas cluster randomization risks incomparability of study arms and recruitment problems. Literature provides only few solutions to this dilemma and these are not always feasible. As an alternative solution for this dilemma, we developed a new two-stage randomization method called pseudo cluster randomization. In the first stage, the clusters (e.g., recruiting physicians) are randomized into two groups: one group of clusters in which the majority of the participants (e.g., 80%) will receive the experimental treatment; one group of clusters in which the majority will receive the control condition. Following this, the second stage of the randomization involves randomly assigning participants within clusters in the proportions determined by the first stage. This has important advantages. Compared with cluster randomization the potential occurrence of baseline incomparability of treatment arms and poor recruitment is reduced, because the physicians who recruit the participants are unable to know in advance which treatment condition the next participant they recruit will be assigned to. Limiting the exposure of half of the physicians to the innovative intervention lowers risk of contamination bias. When this type of contamination bias is present, pseudo cluster randomization can be more efficient than individual or cluster randomization in that smaller number of study participants is needed to achieve a predefined power.
机译:在设计一项评估复杂干预措施的试验时,可能会面临这样一个难题:在单个患者的水平上进行随机分组可能会导致污染偏倚,而对于集群随机分组则可能会出现研究组和招募问题无法比拟的风险。文献仅提供了很少的解决方案来解决这个难题,而且这些方案并非总是可行的。作为解决这一难题的替代方法,我们开发了一种新的两阶段随机方法,称为伪集群随机方法。在第一阶段,将聚类(例如,招聘医生)随机分为两组:一组聚类,其中大多数参与者(例如80%)将接受实验性治疗;一组集群,其中大多数将接收控制条件。此后,第二阶段的随机化涉及按照第一阶段确定的比例在集群内随机分配参与者。这具有重要的优点。与聚类随机化相比,减少了治疗臂的基线不可比性和不良招募的潜在发生,因为招募参与者的医师无法提前知道他们招募的下一个参与者将分配给哪种治疗条件。将一半的医生局限于创新干预措施,可降低污染偏见的风险。当存在这种类型的污染偏差时,伪聚类随机化可能比个体或聚类随机化更有效,因为需要较少数量的研究参与者才能达到预定的功效。

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