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Regulatory Constructivism: Application of Q Methodology in Italy and China

机译:监管建构主义:Q方法论在意大利和中国的应用

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摘要

Conventional view holds that beliefs play an important role in the development of regulations but there is little evidence to support this claim. We use Comparative Q Methodology to systematically map out and compare the beliefs of public officers in China and Italy, two countries with contrasting sets of institutions but have both adopted similar ideas about integrated water resource management. We find some similarities and differences in the beliefs of public officers in both countries. In particular, we find that in both countries beliefs on the regulation of water utilities are diverse and fragmented on issues such as ownership structure of water utilities, how water infrastructure development should be funded, and how tariffs should be regulated. Our findings have two implications for theory, methods and practice. First, the Q methodology is a useful tool for systematically mapping out the beliefs of regulators and managers. Second, systematically mapping out beliefs will help facilitate the development of an alternative regime of regulation such as negotiated rule making. This alternative regime can provide substantial benefits such as more efficient rule making, more cost effective enforcement and compliance, and more equitable in terms of balancing the interests of stakeholders.
机译:传统观点认为,信念在法规的制定中起着重要作用,但是没有证据支持这一主张。我们使用比较Q方法论来系统地规划和比较中国和意大利这两个国家和地区的公职人员的信仰,这两个国家的机构相对不同,但是在综合水资源管理方面都采取了类似的想法。我们发现两国的公职人员的信念有一些异同。特别是,我们发现在这两个国家中,对水公用事业监管的信念是多种多样的,并且在诸如水公用事业的所有权结构,应如何为水基础设施发展提供资金以及如何对水价进行监管等问题上分散。我们的发现对理论,方法和实践都有两个启示。首先,Q方法论是系统地勾勒出监管者和管理者信念的有用工具。第二,系统地划分信念将有助于促进替代性监管制度的发展,例如谈判制定规则。这种替代制度可以带来实质性的好处,例如更有效的规则制定,更具成本效益的执法和合规性,以及在平衡利益相关者利益方面更加公平。

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