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The effectiveness of the New Inspection Regime for Port State Control: Application of the Tokyo MoU

机译:新检查制度对港口国管制的效力:东京谅解备忘录的应用

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摘要

Port State Control (PSC) ensures that foreign ships do not sail until they can proceed at sea without posing a danger to maritime safety and environment. Since 2011, a New Inspection Regime (NIR) has been implemented by the PSC of the Memorandum of Understandings (MoU) member countries to identify potential substandard ships and increase the effectiveness of inspections. The NIR process and whether the target factors in the NIR can effectively reduce risks at sea are worth exploring. We take the Tokyo MoU as an example and retrieve 125,259 cases from 2015 to 2017 using computer programing. Based on the big data, we adopt a binary logistic regression to analyze detention decisions, which we then supplement by applying a decision tree to conduct a multi-factor decision-making analysis. The ships' characteristics such as age, type, deadweight, number of deficiencies, and others, namely, port State, performances of flag State, and recognized organization, may also shed light on the risks associated with detentions. Based on the empirical results, we derive three conclusions. First, the following factors are essential: ship age, ship type, performance of flag States, and the number of deficiencies that NIR considers significant. Second, ships older than 6 years seem more likely to be substandard. If a ship has five or more deficiencies, the probability that it will be detained is high. Third, discrepancies exist when carrying out the PSC among port States in the Tokyo MoU.
机译:港口国控制局(PSC)确保外国船只只有在可以在海上航行而不会对海上安全和环境造成危险的情况下才进行航行。自2011年以来,谅解备忘录(MoU)成员国的PSC实施了新的检查制度(NIR),以识别潜在的不合格船舶并提高检查的有效性。 NIR流程以及NIR中的目标因素是否可以有效降低海上风险值得探讨。我们以《东京谅解备忘录》为例,使用计算机程序检索了2015年至2017年的125,259个案例。基于大数据,我们采用二元logistic回归分析拘留决策,然后通过应用决策树进行多因素决策分析进行补充。船舶的特征,例如年龄,类型,载重量,缺陷数量和其他特征,即港口国,船旗国的表现和公认的组织,也可能揭示与拘留有关的风险。根据实证结果,我们得出三个结论。首先,以下因素至关重要:船龄,船型,船旗国的表现以及NIR认为严重的缺陷数量。其次,超过6年的船舶似乎更可能不合格。如果船舶有五个或更多缺陷,将被扣留的可能性很高。第三,在东京谅解备忘录中的港口国之间执行PSC时存在差异。

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  • 来源
    《Marine policy》 |2020年第5期|103857.1-103857.8|共8页
  • 作者

  • 作者单位

    Zhejiang Univ Ocean Coll 1 Zheda Rd Zhoushan 316021 Zhejiang Peoples R China;

    Fed Maritime Commiss 800 North Capitol St NW Washington DC USA;

    Univ Cambridge Dept Polit & Int Studies Alison Richard Bldg 7 West Rd Cambridge CB3 9DT England;

    Chung Ang Univ Dept Int Trade & Logist 84 Heuk Seok Dong Seoul South Korea;

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  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

    Port state control; New inspection regime; Tokyo MoU; Big data; Binary logistic regression;

    机译:端口状态控制;新的检查制度;东京谅解备忘录;大数据;二元逻辑回归;

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