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Improving risk-based regulatory processes: identifying measures to pursue risk-informed regulation

机译:改善基于风险的监管流程:确定采取措施进行基于风险的监管

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Traditional risk-based decision-making processes can compromise the safety of populations located in close proximity to hazardous installations, especially in situations where land-use planning and controls are weak. Related decision-making processes are frequently criticized for being centered on information that is narrowly scoped, provided by a limited number of technical studies, including quantitative risk assessments. This paper investigates six concepts and thinking outside the literature on risk regulation which offer opportunities to transform risk-based processes into risk-informed ones. Five considerations are developed to guide the development of a conceptual framework: the need for a better transition between analysis and management, a specific routine for risk management, the management for exposure to technological hazards, the integration between risk management practices with land-use planning, and a new resilience plan, potentially a more complete tool to supplement traditional risk management programs. The paper also identifies 13 guiding principles to pursue risk-informed regulation which are based on the conceptual considerations identified in the literature and knowledge of regulatory practices in diverse countries. Finally, the paper suggests how the proposed guiding principles can be adapted to the International Risk Governance Council's Risk Governance Model.
机译:传统的基于风险的决策过程可能会危及紧邻危险设施的居民的安全,特别是在土地利用规划和控制薄弱的情况下。人们经常批评相关的决策过程集中在范围狭窄的信息上,这些信息是由有限的技术研究(包括定量风险评估)提供的。本文研究了关于风险规制的六个概念和文献之外的思想,这些思想和思想为将基于风险的流程转变为基于风险的流程提供了机会。提出了五个考虑因素来指导概念框架的开发:需要在分析和管理之间进行更好的转换,风险管理的特定例程,技术风险暴露管理,风险管理实践与土地利用规划之间的整合,以及新的弹性计划,这可能是补充传统风险管理计划的更完善的工具。本文还确定了13条指导原则,以遵循风险知情的监管为基础,这些原则基于文献中确定的概念性考量以及各国监管实践的知识。最后,本文提出了建议的指导原则如何适应国际风险管理委员会的风险管理模型。

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