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Authorship and citation manipulation in academic research

机译:学术研究中的作者和引用操纵

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摘要

Some scholars add authors to their research papers or grant proposals even when those individuals contribute nothing to the research effort. Some journal editors coerce authors to add citations that are not pertinent to their work and some authors pad their reference lists with superfluous citations. How prevalent are these types of manipulation, why do scholars stoop to such practices, and who among us is most susceptible to such ethical lapses? This study builds a framework around how intense competition for limited journal space and research funding can encourage manipulation and then uses that framework to develop hypotheses about who manipulates and why they do so. We test those hypotheses using data from over 12,000 responses to a series of surveys sent to more than 110,000 scholars from eighteen different disciplines spread across science, engineering, social science, business, and health care. We find widespread misattribution in publications and in research proposals with significant variation by academic rank, discipline, sex, publication history, co-authors, etc. Even though the majority of scholars disapprove of such tactics, many feel pressured to make such additions while others suggest that it is just the way the game is played. The findings suggest that certain changes in the review process might help to stem this ethical decline, but progress could be slow.
机译:一些学者即使在这些人对研究工作没有贡献的情况下,也将作者添加到他们的研究论文中或提出建议。一些期刊编辑强迫作者添加与他们的工作无关的引文,而一些作者则以多余的引文填充参考文献列表。这些类型的操纵有多普遍,为什么学者们会屈从于这种做法,而我们当中谁最容易受到这种道德失误的影响呢?这项研究围绕一个围绕有限的期刊空间和研究经费的激烈竞争如何鼓励操纵而建立了一个框架,然后使用该框架来得出关于谁操纵以及为什么进行操纵的假设。我们使用来自一系列调查的12,000多份答复的数据来检验这些假设,这些调查发给了来自科学,工程,社会科学,商业和卫生保健等18个不同学科的110,000多名学者。我们发现出版物和研究提案中存在广泛的错误归因,其学术排名,学科,性别,出版历史,合著者等都有很大差异。尽管大多数学者不同意这种策略,但许多人感到压力很大,而其他人则感到压力很大。建议这只是玩游戏的方式。调查结果表明,审核过程中的某些更改可能有助于阻止这种道德上的下降,但进展可能会很缓慢。

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