Discussion on Core Risk Control Index and Dynamic Monitoring System of Securities Companies

摘要

Securities companies have entered the era of comprehensive risk management. The core risk control index system of securities companies is the core element of risk control and management of China's securities companies. Establishing and constantly improving the risk control index system of China's securities companies is of great significance to promote the normative development of China's securities companies and enhance the risk management ability of domestic securities companies. In order to build the system well, it must be realized by means of the core risk control index dynamic monitoring system. Taking core risk control index and dynamic monitoring system as the starting point, the utility can be maximized by strengthening the business risk management and effective asset allocation of securities companies. This paper discusses the core risk control indicators and dynamic monitoring system of securities companies and the direction of improvement.