SYSTEMS AND METHODS FOR AUTOMATING OPERATIONAL DUE DILIGENCE ANALYSIS TO OBJECTIVELY QUANTIFY RISK FACTORS

摘要

Systems and methods for objectively conducting an operational due diligence (ODD) assessment of an investment vehicle manager's operations include providing, to each of a population of managers, an electronically-fillable questionnaire including a number of questions regarding risk factors, each risk factor belonging to one of a number of practice aspects, each question requiring selection from a number of standardized answer options. The answers collected from the number of managers may be combined to identify a propensity for exhibiting each of the number of risk factors across portions of the manager population. Each manager may be benchmarked against the propensity of manager population(s) to provide an objective assessment of manager performance and, in combination, portfolio performance in relation to real world common practices. Results of analysis and benchmarking may be provided in an interactive report for review.