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Trademark Co-Existence Agreements in the Perspective of EU Competition Law

机译:欧盟竞争法视角下的商标共存协议

摘要

In this thesis the author has investigated and analysed the treatment of trademark co-existence agreements from a European Union Competition law perspective, i.e. agreements which allow the parties to set rules by which the marks can peacefully co-exist without any likelihood of confusion. Practitioners deal with uncertainty regarding what is lawful to agree upon in a co-existence agreement without the risk of violating competition regulations. By not focusing on co-existence agreements, we miss a lot of the real commercial world of trademarks and the impact these ‘unknown’ agreements have. The agreements also provide necessary legal certainty for investments, which encourage competition, and it should be considered of public interest that the parties settle their dispute through agreement instead of litigation. Moreover, the advent of the European Union trademark system will probably lead to an increased number of conflicts between trademarks and it is therefore appropriate to hold a wider discussion within the area of co-existence agreements.Trademark co-existence agreements in general consist of a territorial delimitation and/or a product delimitation clause and a non-challenge clause. Due to this, the investigation showed that co-existence agreements could very easily fall within the application of Article 101 (1) of the Treaty on the Functioning of the European Union (TFEU), in case the agreement affects competition in the EU. Article 101 (1) TFEU prohibits agreements with the object or effect of restricting competition and which affects trade between member states. Moreover, the fact that a co-existence agreement can be seen as a type of licensing agreement may result in Article 5(1)(c) of the Technology Transfer Regulation to be applicable by analogy to non-challenge clauses. The thesis´ conclusion is that the validity of co-existence agreements depends on how the clauses are written. If the trademark holder is acting within the scope of protection of the trademark right, the restrictive impact of the agreement is usually relatively low since it does not affect the trade of goods. In such case, the agreement merely affects the possibility to promote certain goods by using a specific trademark. On the other hand, if the trademark holder is acting outside the scope of protection of the trademark right, then, the Courts and the Commission could consider the co-existence agreement unlawful. A limited number of cases relating to co-existence agreements have been subject to the European Courts and the Commission. The view on co-existence agreements has varied, ranging between large scepticism and a more liberal approach. Today, the Courts and Commission recognize the positive effects of such agreements, and currently there is a more positive attitude towards the agreements. Even though the co-existence agreement falls within the scope of Article 101 (1) TFEU, case law suggests that the agreement may be exempted if there is serious likelihood of confusion between the trademarks, and the co-existence agreement is a genuine solution to the conflict. As co-existence agreements become increasingly important, there is a growing demand for guidance concerning these agreements. It is recommended that further investigations be undertaken and that guidelines are created or implemented in already existing guidelines with respect to co-existence agreements. Of course it is difficult to provide specific answers to every possible scenario, but the existence of appropriate guidelines would assist companies and lawyers in assessing the compatibility of the co-existence agreement with Article 101 TFEU.
机译:在本文中,作者从欧盟竞争法的角度研究并分析了商标共存协议的处理方式,即允许双方制定规则的规则,通过这些规则,商标可以和平共处而不会造成混淆。从业者应对并存协议中合法条款达成一致的不确定性,而不会违反竞争法规。由于不关注共存协议,因此我们错过了很多实际的商标商业领域以及这些“未知”协议的影响。协议还为投资提供了必要的法律确定性,从而鼓励了竞争,并且当事各方通过协议而不是通过诉讼解决其争端应被认为符合公共利益。此外,欧洲联盟商标体系的出现可能会导致商标之间的冲突数量增加,因此在共存协议领域进行更广泛的讨论是适当的。商标共存协议通常包括一个区域定界和/或产品定界子句和非挑战性子句。因此,调查显示,如果协议影响欧盟的竞争,则共存协议很容易属于《欧洲联盟功能条约》(TFEU)第101条第1款的适用范围。第101条第1款(TFEU)禁止达成旨在限制竞争的目的或效果并影响成员国之间贸易的协议。此外,将共存协议视为一种许可协议这一事实可能会导致《技术转让条例》第5(1)(c)条适用于类比于非挑战性条款。本文的结论是共存协议的有效性取决于条款的写法。如果商标持有人在商标权利的保护范围内行事,则协议的限制性影响通常相对较低,因为它不影响商品贸易。在这种情况下,协议仅影响使用特定商标促销某些商品的可能性。另一方面,如果商标持有人的行为超出了商标权的保护范围,则法院和委员会可以将共存协议视为非法。与共存协议有关的案件数量有限,已提交欧洲法院和欧洲委员会审理。关于共存协议的观点各不相同,既有很大的怀疑态度,也有较宽松的态度​​。今天,法院和委员会认识到此类协议的积极作用,目前对这些协议有更积极的态度。即使共存协议属于TFEU第101条第(1)款的范围,判例法也建议,如果商标之间存在严重混淆的可能性很大,则该协议可以被豁免,并且共存协议是对商标的真正解决方案冲突。随着共存协议变得越来越重要,关于这些协议的指南的需求也越来越大。建议进行进一步的调查,并在已存在的关于共存协议的准则中创建或实施准则。当然,很难针对每种可能的情况提供具体的答案,但是适当的指导原则的存在将帮助公司和律师评估共存协议与TFEU第101条的兼容性。

著录项

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    Thomsen Carin;

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  • 年度 2013
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  • 原文格式 PDF
  • 正文语种 eng
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