SEC proposes large trader reporting

DANIEL P. COLLINS

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SEC proposes large trader reporting

机译：SEC提议大型交易者报告

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One of the most popular tools for futures traders may soon be available in some form to securities traders as the Securities and Exchange Commission (SEC), in April, proposed the creation of a large trader reporting system to enhance its ability to collect and analyze trading activity.rnUnder the proposal, a "large trader" would be defined as a firm or individual who trades exchange-listed securities equal to or greater than two million shares or $20 million on any day, or 20 million shares or $200 million any calendar month. "This rule is designed to strengthen our oversight of the markets and protect investors," said SEC Chairman Mary L. Schapiro in a statement.

机译：期货交易者最流行的工具之一可能很快就会以某种形式提供给证券交易者，因为美国证券交易委员会（SEC）在4月提议创建大型交易者报告系统以增强其收集和分析交易的能力。在提议中，“大型交易者”的定义是指公司或个人在任何一天交易等于或大于200万股或2000万美元的交易所上市证券，或在每个日历月交易2000万股或2亿美元的证券。 SEC主席玛丽·沙皮罗（Mary L. Schapiro）在一份声明中说：“该规则旨在加强我们对市场的监督，并保护投资者。”

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《Futures》 |2010年第5期|p.16|共1页
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DANIEL P. COLLINS;
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SEC proposes large trader reporting

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