1. sponsors need to be appointed at least two months before the filing of a listing application and, when appointed, regardless of whether an application will be or has been submitted, the IPO sponsor must notify HKEx with a copy of the engagement letter. 2. where material non-compliance incidents are identified during the due diligence process, an internal control consultant should be engaged to carry out an initial review of the internal control system 3. Application Proofs will not be subject to any pre-vetting or clearance from HKEx or the SFC before publication and so the working parties should ensure that they are satisfied with the Application Proof before the submission of the listing application Form A1.
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