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An inquiry into strategic culture: Chinese strategic thought, the parabellum paradigm and grand strategic choice in Ming China.

机译:对战略文化的探究:中国的战略思想,明朝的范式和宏伟的战略选择。

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摘要

This dissertation assesses the value of strategic culture as an explanation for grand strategic choice. The empirical question is two-fold: Is there a substantively consistent and temporally persistent Chinese strategic culture, and if so to what extent has this influenced China's responses to external 'threats'? For methodological reasons the empirical focus is on the Ming dynasty (1368-1644). The dissertation develops procedures for testing for the existence and influence of strategic culture. The first stage examines ancient military texts as sources of Chinese strategic culture. I use cognitive mapping, symbolic analysis and congruence tests to determine whether there is enough consistency in grand strategic preferences across these texts to constitute a strategic culture. The second stage applies similar techniques to determine the effect of this strategic culture on the strategic preferences of Ming decision makers. The third stage uses both anecdotal and aggregate data to assess the effect of these strategic culture-derived preferences on changing levels of coerciveness in Ming policy towards the Mongol 'threat'. The dissertation finds that a dominant strategic culture does exist, but that it is a parabellum one, similar to the realpolitik tradition in Western strategic thought. Given a zero-sum conception of conflict with the enemy, the preferred strategy is predominantly offensive. The least preferred is accommodation. This preference is mediated by a concept of absolute flexibility which is sensitive to changing relative capabilities, such that there is an direct relationship between coerciveness in strategic choice and relative capability. Overlying this parabellum strategic culture is a symbolic Confucian-Mencian strategic culture which plays some role in justifying decisions in culturally acceptable terms. I also find that Ming thinking on security policy reflected this parabellum strategic culture. The data indicate that a significant portion of Ming strategic behavior is consistent with the behavioral predictions of the parabellum strategic culture. These findings challenge dominant interpretations of traditional Chinese strategic thought. The results suggest that strategic culture can exist, but that there may be few cross-national differences. Still, there is a theoretical possibility that non-parabellum strategic cultures exist in other societies.
机译:本文评估了战略文化的价值,以此来解释重大战略选择。实证问题有两个方面:中国是否存在一种基本一致且在时间上持久的战略文化,如果是,这在多大程度上影响了中国对外部“威胁”的反应?由于方法论的原因,经验重点是明朝(1368-1644)。论文开发了测试战略文化的存在和影响的程序。第一阶段研究古代军事文本作为中国战略文化的来源。我使用认知映射,符号分析和一致性测试来确定这些文本中重大战略偏好是否具有足够的一致性,以构成战略文化。第二阶段应用类似的技术来确定这种战略文化对明代决策者的战略偏好的影响。第三阶段使用传闻和汇总数据来评估这些战略文化衍生偏好对明朝对蒙古“威胁”政策的强制性水平变化的影响。论文发现,确实存在着一种占统治地位的战略文化,但它却是一种副武装,类似于西方战略思想中的现实政治传统。考虑到与敌方冲突的零和概念,首选策略主要是进攻性策略。最不推荐的是住宿。这种偏好是由绝对灵活性的概念所介导的,该概念对相对能力的变化敏感,因此在战略选择的强制性和相对能力之间存在直接关系。象征性的孔孟战略文化覆盖着这种准军事战略文化,在以文化上可以接受的方式证明决策合理性方面发挥着一定作用。我还发现,明对安全政策的思考反映了这种副武装的战略文化。数据表明,明代战略行为的很大一部分与副臂战略文化的行为预测一致。这些发现挑战了对中国传统战略思想的主流解释。结果表明,战略文化可以存在,但跨国差异可能很小。尽管如此,从理论上讲,其他社会也存在非副武装战略文化。

著录项

  • 作者

    Johnston, Alastair Iain.;

  • 作者单位

    University of Michigan.;

  • 授予单位 University of Michigan.;
  • 学科 History Asia Australia and Oceania.;Political Science International Law and Relations.
  • 学位 Ph.D.
  • 年度 1993
  • 页码 404 p.
  • 总页数 404
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

  • 入库时间 2022-08-17 11:50:06

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