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Economic coercion in theory and practice: The utility of economic sanctions in American foreign policy.

机译:理论和实践中的经济胁迫:经济制裁在美国外交政策中的作用。

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摘要

This study aims to determine when economic sanctions are effective, ineffective or counter-productive as a tool of American foreign policy. Sanctions can be aimed at either blocking financial transactions or blocking trade. Within the later category a further distinction must be made between sanctions which block the flow of goods to a state (export sanctions) and from a state (import sanctions). Sanctions which stop or slow the flow of goods to a country can function as a protective tariff and benefit those producers capable of supplying substitutes. On the other hand, sanctions which prevent a country from selling its products in the world marketplace should not have any such benefits. In this manner, import sanctions should be more effective than the export variety because the connection between economic pain and political change is not diluted by unintentional benefits to producers.; This dynamic has political ramifications because producers and suppliers who gain from export sanctions should take action in the political arena to ensure that their protective shield remains in place. Therefore, export sanctions may actually be counter-productive because they create a constituency with an interest in seeing that sanctions and the policies which brought them to bear against the target country are maintained.; This study features both quantitative and qualitative methodologies. The quantitative section examines the variance in the amount of manufacturing output between the cases which did and did not involve export sanctions and finds that export sanctions led to import substitution. The qualitative section examines three cases (Britain 1807-1811, Serbia 1992-1995 and Iraq 1990-1995) and seeks to determine the political effects of sanctions. In each of the cases various combinations of sanctions were used, and while financial and especially import sanctions appear to have been effective, export sanctions led to import substitution in each case. The groups which benefited from export sanctions became politically active in each case and rallied support for the policies which prompted sanctions. Therefore, this study finds that financial and import sanctions are more effective than export sanctions which often have counter-productive side effects that negate the coercive effectiveness of sanctions in general.
机译:这项研究旨在确定经济制裁何时有效,无效或适得其反,以此作为美国外交政策的工具。制裁可以旨在阻止金融交易或阻止贸易。在后一类中,必须进一步区分阻碍货物流向某个州(出口制裁)和从一个州(进口制裁)的货物流动的制裁。阻止或阻碍货物流向某个国家的制裁可以起到保护性关税的作用,并使那些有能力提供替代品的生产者受益。另一方面,阻止一个国家​​在世界市场上销售其产品的制裁不应带来任何此类好处。这样,进口制裁应比出口品种更有效,因为经济痛苦与政治变革之间的联系不会因生产者的无意利益而被淡化。这种动态具有政治影响,因为从出口制裁中获得收益的生产商和供应商应在政治舞台上采取行动,以确保其保护盾仍然存在。因此,出口制裁实际上可能适得其反,因为它们创建了一个选民,目的是希望维持制裁和使制裁对目标国家产生影响的政策。这项研究的特点是定量和定性方法。定量部分检查了涉及和不涉及出口制裁的案例之间的制造业产出数量差异,并发现出口制裁导致进口替代。定性部分研究了三个案例(英国1807-811年,塞尔维亚1992-1995年和伊拉克1990-1995年),并试图确定制裁的政治影响。在每种情况下,都使用了各种制裁组合,虽然金融制裁,尤其是进口制裁似乎已经生效,但出口制裁导致每种情况下的进口替代。在每种情况下,受益于出口制裁的团体在政治上都变得活跃起来,并且对促进制裁的政策进行了集会支持。因此,本研究发现,金融制裁和进口制裁比出口制裁更有效,出口制裁通常具有适得其反的副作用,这些副作用通常会抵消制裁的强制效力。

著录项

  • 作者

    Selden, Zachary Alan.;

  • 作者单位

    University of California, Los Angeles.;

  • 授予单位 University of California, Los Angeles.;
  • 学科 Political Science International Law and Relations.; History United States.
  • 学位 Ph.D.
  • 年度 1995
  • 页码 294 p.
  • 总页数 294
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类 国际法;美洲史;
  • 关键词

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