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Adaptive management of complex environmental problems --Comparison of national nuclear waste management policies--.

机译:复杂环境问题的适应性管理-国家核废料管理政策的比较-

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摘要

Many of today's challenging environmental problems, to the point of manifesting themselves on a scale that has global, political consequences, likely result from long-term evolutionary developmental processes. The degree to which humans can manage the evolution of these problems remains an open question. Over the past several decades, the dominant management approach in environmental policy has been standard setting. Managers relied primarily on command-and-control approaches for environmental management. This approach relies on regulations and policies, and it assumes a tightly coupled response between human intervention and environmental improvement. While standard setting has been successful for certain environmental problems, some of the more complicated ones, however, remain unresponsive to amelioration through command-and-control approaches because of large or unsurmountable uncertainties.;Examples of intractable environmental problems include cases of natural resource mismanagement, for instance, fishery and forest depletion, anthropogenic climate change, nitrate contamination of coastal waters, and the management of nuclear waste. Faced with such challenges, since the mid 1980s, an increasing number of scholars have developed other forms of management, in particular, adaptive management. Although a promising approach, adaptive management programs have performed unevenly. The reasons for their success or failure are the subject of increasing investigation.;Scholars suggest that improving the performance of adaptive management requires that environmental problems be understood as 'complex', open, evolving systems of interacting social and environmental subsystems. As such, complexity science postulates that system development may not be random. A few key system components, such as adaptive capacities, may be particularly sensitive to changes and hence drive the system's response on the whole over time. The task is then twofold: to identify key drivers of the system in question (or project), and to use these drivers for 'steering' the system toward some set management goal.;To date, narrative has been the primary approach used by researchers to study complex social-environmental systems, including their developmental patterns and underlying factors driving the system. Although useful as an initial step, narratives may be biased, misleading, or incomplete. Other methods are needed to draw complementary inferences between data and theory. The absence of a more systematic method---for example, one that combines qualitative and quantitative analyses---points to a critical gap in the adaptive management literature. In view of this gap, I undertook comparative research that combines computer-assisted content analysis of national policy documents with statistical exploratory multivariate analyses.;As a case study, I examine the development of national nuclear waste management policies as a complex social-environmental system. The development of nuclear waste management policies in twenty-three (23) countries---from North America, Europe, Asia, Africa, and South America---is compared through a multiple-case, retrospective, and archival study. First, I assess whether general patterns of broad system development, namely, linear, periodic, or chaotic, exist. I also examine how external or internal factors influence the general development of the system. Second, I assess the relative importance of potential key system drivers---here, stakeholder adaptive capacities (SACs)---when sustainable development is a specific management goal. Six SACs were selected: learning by managers, social responsibility of managers, public participation in decision-making, government oversight, formal project collaboration, and emergency preparedness.;Study findings suggest that the development of national nuclear waste management policies follows a non-random, possibly chaotic, pattern of development where networking and learning SACs are key system drivers. Once drivers are identified by managers, they can be used to optimize system complexity under a strategy adaptive management framework to maximize system adaptation over the long term. Managers would thus be able to 'steer' complex environmental problems toward a set goal.;The research design can open robust lines of inquiry on the development of a wide range of complex environmental problems. Both private and public managers are likely to welcome the study findings, because they can to more effective allocation of resources to adaptive management programs. Governments, as influenced by the public, are also likely to find the findings useful for the development of sound environmental management policies in the interest of present and future generations.
机译:当今许多具有挑战性的环境问题,以至于在全球范围内表现出来,具有全球性的政治后果,这很可能是长期发展进程所造成的。人类在多大程度上可以控制这些问题的发展,仍然是一个悬而未决的问题。在过去的几十年中,环境政策中占主导地位的管理方法一直是标准制定。管理人员主要依靠命令和控制方法进行环境管理。这种方法依赖于法规和政策,并且假定人为干预和环境改善之间存在紧密耦合的响应。尽管对某些环境问题已经成功地制定了标准,但是由于不确定性很大或无法克服,一些较复杂的问题仍然无法通过命令和控制方法进行改善。;难以解决的环境问题的例子包括自然资源管理不善的情况例如,渔业和森林资源枯竭,人为气候变化,沿海水域的硝酸盐污染以及核废料的管理。面对这样的挑战,自1980年代中期以来,越来越多的学者开发了其他形式的管理,尤其是适应性管理。尽管这是一种有前途的方法,但是自适应管理程序的执行效果不平衡。它们成败的原因是越来越多的研究主题。斯科拉斯认为,提高适应性管理的绩效要求将环境问题理解为“复杂的,开放的,不断发展的,相互作用的社会和环境子系统的系统。”因此,复杂性科学假设系统开发可能不是随机的。一些关键的系统组件(例如自适应能力)可能对更改特别敏感,因此随着时间的推移总体上会驱动系统的响应。然后任务是双重的:确定有问题的系统(或项目)的关键驱动程序,并使用这些驱动程序“引导”系统实现某些既定的管理目标。迄今为止,叙述已成为研究人员使用的主要方法。研究复杂的社会环境系统,包括其发展模式和驱动系统的潜在因素。尽管起步非常有用,但叙述可能有偏差,误导或不完整。需要其他方法来在数据和理论之间得出互补的推论。缺乏更系统的方法(例如,将定性和定量分析相结合的方法)指出了适应性管理文献中的关键空白。鉴于这一差距,我进行了比较研究,将国家政策文件的计算机辅助内容分析与统计探索性多元分析相结合。作为案例研究,我考察了国家核废料管理政策作为一个复杂的社会环境系统的发展。通过多案例研究,回顾性研究和档案研究,比较了来自北美,欧洲,亚洲,非洲和南美的二十三(23)个国家的核废料管理政策的发展情况。首先,我评估是否存在广泛的系统开发的一般模式,即线性,周期性或混乱。我还将研究外部或内部因素如何影响系统的总体发展。其次,当可持续发展是一个特定的管理目标时,我评估了潜在关键系统驱动因素的相对重要性-在这里是利益相关者的适应能力(SAC)。选择了六个SAC:管理者的学习,管理者的社会责任,公众参与决策,政府监督,正式项目合作和应急准备。研究结果表明,国家核废料管理政策的制定遵循非随机性,可能是混乱的发展模式,其中网络和学习SAC是关键的系统驱动力。一旦管理者确定了驱动程序,就可以在策略自适应管理框架下使用它们来优化系统复杂性,从而长期最大化系统适应性。因此,管理者将能够将复杂的环境问题“引导”到既定目标。研究设计可以为广泛的复杂环境问题的发展打开强有力的探究路线。私人和公共管理人员都可能对研究结果表示欢迎,因为他们可以更有效地将资源分配给适应性管理计划。在公众的影响下,政府也有可能发现有利于当代和子孙后代制定合理的环境管理政策的发现。

著录项

  • 作者

    Letourneau, Carmel.;

  • 作者单位

    University of Nevada, Las Vegas.;

  • 授予单位 University of Nevada, Las Vegas.;
  • 学科 Environmental Health.;Sociology Public and Social Welfare.;Sociology Organization Theory.;Environmental Sciences.
  • 学位 Ph.D.
  • 年度 2010
  • 页码 546 p.
  • 总页数 546
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

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