It is common in practice to design laterally loaded rock-socketed drilled shafts using the p-y curve methods. However, the existing p-y curve criteria for rock were derived either semi-empirically or based on the assumption that the rock is an elastic isotropic continuum. The assumption of isotropy may be invalid for rocks with intrinsic anisotropy or for rocks with joints and bedding planes. Therefore, there is a need to develop a new p-y curve criterion to take into account the effects of rock anisotropy on the response of laterally loaded shafts. This paper presents a method for estimating the initial tangent K_i to the p-y curve for rock that can be characterized as transversely isotropic elastic continuum. Examples of transversely isotropic rock formation can be seen in most sedimentary rock where dominant bedding planes exist. The knowledge of the initial tangent to p-y curve is important, because it controls to a large extent the predicted deflection of laterally loaded drilled shaft in rock. The 3-D finite element parametric study results of a laterally loaded drilled shafts socketed in transversely isotropic continuum are employed to develop a series of design charts for estimating K_i as a function of transversely isotropic elastic constants.
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