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System and method for electronic data capture and management for audit, monitoring, reporting and compliance

机译:用于审计,监控,报告和遵守的电子数据捕获和管理系统和方法

摘要

A software-based method and system for maintaining documents and datasets associated with a given commercial transaction as original, authenticated documents or datasets associated with the underlying transaction. Datasets that have been designated as “auditable” are maintained by the system as tamper-evident and reflect the data actually provided to the system by the transaction owner or a trusted third party at each stage of the transaction. In certain preferred embodiments the system establishes and maintains a verified, original audit trail or trails reflecting the custodial chain of ownership of said data. A visual interface is provided to the stakeholders for secure access to authoritative copies of documents, transaction data and the related audit trails. In addition, the system includes real-time analytics and monitoring with threshold-based alerts, and drill-down capability to any level of the data, documents and audit trail.
机译:基于软件的方法和系统,用于维护与给定商业交易相关联的文档和数据集作为与底层交易相关联的原始的,经过认证的文档或数据集。已被指定为“可审计”的数据集由系统维护,如篡改,并反映交易所有者实际提供给系统的数据或交易的每个阶段的可信第三方。在某些优选实施例中,系统建立并维护反映所述数据的保管链的验证的原始审计跟踪或路径。将可视界面提供给利益相关者,以安全访问文件,交易数据和相关审计跟踪的权威副本。此外,该系统还包括实时分析和监视基于阈值的警报,以及对数据,文档和审计跟踪的任何级别的钻取功能。

著录项

  • 公开/公告号US10970274B2

    专利类型

  • 公开/公告日2021-04-06

    原文格式PDF

  • 申请/专利权人 EORIGINAL INC.;

    申请/专利号US201615761264

  • 申请日2016-09-19

  • 分类号G06F16/23;G06Q30/02;G06Q30/06;G06Q40/02;G06F21/62;G06Q20/40;

  • 国家 US

  • 入库时间 2022-08-24 18:04:48

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