METHOD AND SYSTEM FOR PROCESSING AND COMMUNICATING CORPORATE ACTION EVENTS

摘要

Providing for processing and communicating corporate action events and any associated elections. These systems and methods enable straight through processing of corporate action events, including events requiring the election of optional events by a security holder. These systems and methods would receive and process data regarding corporate action events. These data would be processed and notifications sent to affected security holders. For events that require the security holder to make an election, the systems and methods may receive and process those elections. The elections would then be used to implement the resulting outcome. An exemplary embodiment of the present invention would employ XML messaging in the automation process. The systems and methods may also include a process that can identify and, if possible, fix an exception to a message or data stream. Also, an asset servicing portal may be used for communicating notifications and elections.