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SYSTEM AND METHOD FOR VERIFIED COMPLIANCE IMPLEMENTATION

机译:验证合规实现的系统和方法

摘要

A compliance computer creates compliance documents referencing one or more rules with which an entity must comply and/or a jurisdiction and topic related to rules with which the company must comply. A transmission object is created based on the compliance documents. The transmission object includes general information pertinent to the rules and/or the entity (e.g., jurisdictional or topical information). An operator server receives one or more transmission objects from one or more compliance computers. The operator server identifies rules pertinent to each transmission object and conducts a search to determine whether any of those rules have been modified. The operator server sends a signal that is associated with the one or more compliance rules to the compliance computer.
机译:合规性计算机创建合规性文档,该合规性文档引用实体必须遵守的一个或多个规则和/或与公司必须遵守的规则相关的管辖权和主题。基于合规性文档创建传输对象。传输对象包括与规则和/或实体有关的一般信息(例如,管辖权或主题信息)。操作员服务器从一台或多台遵从性计算机接收一个或多个传输对象。操作员服务器识别与每个传输对象有关的规则,并进行搜索以确定这些规则中的任何一个是否已被修改。操作员服务器将与一个或多个法规遵从规则相关联的信号发送到法规遵从计算机。

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