SYSTEMS AND METHODS FOR UNDERWRITING DILIGENCE

摘要

A multi-faceted tool to support regulatory compliance and business efficiency for those involved in the underwriting of municipal bonds is described” Provided is a computer system and process providing for a configurable workflow and deal file solution that allows a user to effectively and efficiently meet their requirements under 15c2-12 and MSRB Rule G-27. The present invention aggregates required data and information, stores the same, provides for the analysis of critical filing information for municipal underwritings and provides the user deal file storage.