Harvey Pitt: SEC Looking at, Not Acting on, Dark Pool Explosion

摘要

The question is constantly out there: Will the SEC place new regulations on nondisplayed pools of liquidity, otherwise known as dark books? That was the topic of discussion at a Liquidnet press breakfast in mid-April featuring Seth Merrin, Liquidnet's founder, and former SEC chairman Harvey Pitt, who now is a consultant with Kalorama Partners in Washington, D.C.