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Precedent and doctrine in organisational decision-making: the power of informal institutional rules in the United Nations Security Council's activities on terrorism

机译:组织决策中的先例和学说:非正式机构规则在联合国安全理事会反恐活动中的力量

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摘要

We examine how and under what conditions informal institutional constraints, such as precedent and doctrine, are likely to affect collective choice within international organisations even in the absence of powerful bureaucratic agents. With a particular focus on the United Nations Security Council, we first develop a theoretical account of why such informal constraints might affect collective decisions even of powerful and strategically behaving actors. We show that precedents provide focal points that allow adopting collective decisions in coordination situations despite diverging preferences. Reliance on previous cases creates tacitly evolving doctrine that may develop incrementally. Council decision-making is also likely to be facilitated by an institutional logic of escalation driven by institutional constraints following from the typically staged response to crisis situations. We explore the usefulness of our theoretical argument with evidence from the Council doctrine on terrorism that has evolved since 1985. The key decisions studied include the 1992 sanctions resolution against Libya and the 2001 Council response to the 9/11 attacks. We conclude that, even within intergovernmentally structured international organisations, member states do not operate on a clean slate, but in a highly institutionalised environment that shapes their opportunities for action.
机译:我们研究了非正式的制度约束(例如先例和学说)在什么条件下以及在什么条件下可能会影响国际组织内的集体选择,即使没有强大的官僚机构也是如此。我们首先特别关注联合国安全理事会,首先建立理论解释,说明为何这种非正式限制可能会影响甚至具有强大战略行为的行为者的集体决策。我们显示,先例提供了焦点,尽管偏好各异,但可以在协调情况下通过集体决策。依赖以前的案例会创建默契发展的理论,并且可能会逐步发展。机构升级通常由对危机局势的阶段性应对而来,这种升级的体制逻辑也有可能促进理事会的决策。我们从1985年以来不断发展的安理会反恐怖主义学说的证据中探索我们理论论证的有用性。所研究的主要决定包括1992年对利比亚的制裁决议和2001年安理会对9/11袭击的回应。我们得出的结论是,即使在政府间结构化的国际组织中,成员国也不是一尘不染,而是在高度制度化的环境中运作,这决定了它们采取行动的机会。

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