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Error Rates in Users of Automatic Face Recognition Software

机译:自动人脸识别软件用户的错误率

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摘要

In recent years, wide deployment of automatic face recognition systems has been accompanied by substantial gains in algorithm performance. However, benchmarking tests designed to evaluate these systems do not account for the errors of human operators, who are often an integral part of face recognition solutions in forensic and security settings. This causes a mismatch between evaluation tests and operational accuracy. We address this by measuring user performance in a face recognition system used to screen passport applications for identity fraud. Experiment 1 measured target detection accuracy in algorithm-generated ‘candidate lists’ selected from a large database of passport images. Accuracy was notably poorer than in previous studies of unfamiliar face matching: participants made over 50% errors for adult target faces, and over 60% when matching images of children. Experiment 2 then compared performance of student participants to trained passport officers–who use the system in their daily work–and found equivalent performance in these groups. Encouragingly, a group of highly trained and experienced “facial examiners” outperformed these groups by 20 percentage points. We conclude that human performance curtails accuracy of face recognition systems–potentially reducing benchmark estimates by 50% in operational settings. Mere practise does not attenuate these limits, but superior performance of trained examiners suggests that recruitment and selection of human operators, in combination with effective training and mentorship, can improve the operational accuracy of face recognition systems.
机译:近年来,自动面部识别系统的广泛部署伴随着算法性能的显着提高。但是,旨在评估这些系统的基准测试不能解决人工操作员的错误,人工操作员通常是取证和安全设置中人脸识别解决方案不可或缺的一部分。这会导致评估测试与操作准确性之间的不匹配。我们通过在人脸识别系统中测量用户性能来解决此问题,该系统用于筛选护照申请中的身份欺诈行为。实验1在从大型护照图​​像数据库中选择的算法生成的“候选列表”中测量了目标检测的准确性。准确度明显低于以前对陌生人脸匹配的研究:参与者对成人目标脸的错误超过50%,而对儿童图像的匹配则超过60%。然后,实验2将学生参与者的表现与训练有素的护照工作人员进行了比较(他们在日常工作中使用该系统),并在这些小组中发现了相同的表现。令人鼓舞的是,一组训练有素且经验丰富的“面部检查员”比这些小组的表现高出20个百分点。我们得出的结论是,人类的表现会降低人脸识别系统的准确性-在操作环境中可能会使基准估计值降低50%。纯粹的实践并不能减轻这些限制,但是训练有素的审查员的出色表现表明,对操作员进行招募和选拔,再加上有效的培训和指导,可以提高人脸识别系统的操作准确性。

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