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Optimum strata boundaries and sample sizes in health surveys using auxiliary variables

机译:使用辅助变量进行健康调查的最佳地层边界和样本量

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摘要

Using convenient stratification criteria such as geographical regions or other natural conditions like age, gender, etc., is not beneficial in order to maximize the precision of the estimates of variables of interest. Thus, one has to look for an efficient stratification design to divide the whole population into homogeneous strata that achieves higher precision in the estimation. In this paper, a procedure for determining Optimum Stratum Boundaries (OSB) and Optimum Sample Sizes (OSS) for each stratum of a variable of interest in health surveys is developed. The determination of OSB and OSS based on the study variable is not feasible in practice since the study variable is not available prior to the survey. Since many variables in health surveys are generally skewed, the proposed technique considers the readily-available auxiliary variables to determine the OSB and OSS. This stratification problem is formulated into a Mathematical Programming Problem (MPP) that seeks minimization of the variance of the estimated population parameter under Neyman allocation. It is then solved for the OSB by using a dynamic programming (DP) technique. A numerical example with a real data set of a population, aiming to estimate the Haemoglobin content in women in a national Iron Deficiency Anaemia survey, is presented to illustrate the procedure developed in this paper. Upon comparisons with other methods available in literature, results reveal that the proposed approach yields a substantial gain in efficiency over the other methods. A simulation study also reveals similar results.
机译:为了使感兴趣变量的估计精度最大化,使用便利的分层标准(例如地理区域或其他自然条件,例如年龄,性别等)是无益的。因此,必须寻找一种有效的分层设计,以将整个总体划分为均质层,从而在估计中实现更高的精度。在本文中,开发了一种确定健康调查中感兴趣变量的每个层次的最佳层边界(OSB)和最佳样本量(OSS)的程序。在实践中,基于研究变量确定OSB和OSS是不可行的,因为在调查之前无法获得研究变量。由于健康调查中的许多变量通常都是偏斜的,因此所提出的技术考虑了易于使用的辅助变量来确定OSB和OSS。该分层问题被公式化为数学编程问题(MPP),该问题寻求在Neyman分配下使估计总体参数的方差最小。然后使用动态编程(DP)技术为OSB解决该问题。提出了一个具有真实人口数据集的数值示例,旨在估计全国铁缺乏症贫血调查中妇女的血红蛋白含量,以说明本文开发的程序。与文献中的其他方法进行比较后,结果表明,与其他方法相比,该方法可显着提高效率。仿真研究也揭示了相似的结果。

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