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Essays on bureaucratic politics: Political targeting, deterrence effects and the implementation of regulatory statutes.

机译:关于官僚政治的论文:政治目标,威慑作用和监管法规的实施。

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摘要

A defining feature of modern democracies is that lawmaking, once the exclusive domain of the legislature, is overwhelmingly executed by administrative agencies. While these agencies are authorized to make law by the legislature, and expected to be managed and staffed by the executive, their lines of accountability are typically murkier. In this dissertation, I study U.S. federal agencies that are involved in rulemaking---the process by which these administrative units write laws---to glean insights about the nature of political control over policymaking in modern democracies. Have innovations in presidential oversight, such as centralized review, improved the president's ability to achieve policy goals through administrative action? How have agencies changed their behavior in response to creeping presidential scrutiny? Has political oversight polluted the relationship between agencies and the statutes awaiting implementation?;In Political Targeting, I first establish that agencies produce a volume of regulatory activity so large that political overseers can only review a select subset. These resource constraints raise questions about which agencies and which regulatory proposals are targeted for political review. I show that empirical patterns of presidential targeting across different agencies and administrations reflect a politically motivated process. In Deterrence Effects, I turn to the consequences of this political scrutiny on agency behavior. Given that agencies are targeted at different intensities, important questions emerge about the extent to which this induces variations in compliance with presidential goals. I find a positive relationship between targeting and compliance, which I interpret as evidence that presidential targeting generates vast incentive effects amongst the agencies.;In Which Statute to Implement, I expand on the consequences that political oversight, more generally, has on agency decision making. Since the legislature rarely mandates how agencies should prioritize statutes, agencies can exercise considerable discretion by timing their implementation. I track the implementation of statutes across five presidential administrations and 12 agencies and show that, among other findings, regulators tend to favor statutes that were disproportionately supported by co-partisans of the current political environment, potentially at the expense of previous coalitions that enacted overlooked statutes.
机译:现代民主制的一个基本特征是,立法一旦成为立法机构的专属领域,就会由行政机构以压倒性多数执行。这些机构经立法机关授权制定法律,并有望由行政部门管理和配备人员,但其问责制通常较为模糊。在这篇论文中,我研究了参与规则制定的美国联邦机构(这些行政部门制定法律的过程),以收集有关现代民主国家对政策制定的政治控制性质的见解。总统监督方面的创新(例如集中审核)是否提高了总统通过行政措施实现政策目标的能力?机构如何响应不断变化的总统审查而改变其行为?政治监督是否污染了机构与等待执行的法规之间的关系?;在《政治目标》中,我首先确定机构产生了大量的监管活动,以至于政治监督员只能审查选定的子集。这些资源限制引发了关于哪些机构和哪些监管建议被作为政治审查目标的疑问。我表明,跨不同机构和政府的针对总统的经验模式反映了出于政治动机的过程。在威慑效应中,我转向对代理行为进行政治审查的后果。鉴于各机构的目标强度各不相同,因此出现了一些重要问题,这些问题在多大程度上引起了总统目标遵守情况的变化。我发现目标制与合规性之间存在正向关系,我将其解释为证据表明总统制目标在各机构之间产生了巨大的激励作用。在《实施法规》中,我扩大了政治监督对机构决策产生的影响。由于立法机关很少规定机构应如何优先考虑法规,因此机构可以通过安排执行时间来行使相当大的酌处权。我追踪了五个总统府和12个机构的法规实施情况,并发现,除其他发现外,监管机构倾向于青睐那些受到当前政治环境的同党支持程度不成比例的法规,这有可能以牺牲先前制定的联盟为代价法规。

著录项

  • 作者

    Acs, Alex.;

  • 作者单位

    Princeton University.;

  • 授予单位 Princeton University.;
  • 学科 Political science.;Public administration.
  • 学位 Ph.D.
  • 年度 2014
  • 页码 128 p.
  • 总页数 128
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

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