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Three field experiments on incentives for health workers.

机译:关于卫生工作者激励措施的三个野外实验。

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摘要

The economic study of incentives in firms has traditionally focused on one type of incentive---pecuniary---and one causal mechanism---the direct effect of incentives on effort. This dissertation uses three randomized field experiments to explore non-traditional incentives, and non-traditional incentive effects, in the setting of health care delivery.;The first experiment (jointly authored with Nava Ashraf and Oriana Bandiera) addresses an under-appreciated phenomenon: incentives affect not only the effort of agents on the job, but also the selection of agents into the job. We collaborate with the Government of Zambia to experimentally vary the salience of career incentives in a newly created health worker position when recruiting agents nationally. We find that making career incentives salient at the recruitment stage attracts health workers who are more effective at delivering health services, with administrative data showing an improvement in institutional deliveries, child health visits, and immunization rates in the treatment areas. While career incentives attract agents who differ on observables (e.g., they have higher skills and career ambitions), 91% of the performance gap is due to unobservables. The results highlight the importance of incentive design at the recruitment stage for attracting high performers who cannot be identified on observables alone.;The second and third experiments examine the use of non-pecuniary incentives in health care. The second experiment (jointly authored with Nava Ashraf and Oriana Bandiera) studies non-monetary awards. Awards may affect behavior through several mechanisms: by conferring employer recognition, by enhancing social visibility, and by facilitating social comparison. In a nationwide health worker training program in Zambia, we design a field experiment to unbundle these mechanisms. We find that employer recognition and social visibility increase performance, while social comparison reduces it, especially for low-ability trainees. These effects appear when treatments are announced and persist through training. The findings are consistent with a model of optimal expectations in which low-ability individuals exert low effort in order to avoid unfavorable information about their relative ability. The results highlight the importance of anticipating the distributional consequences of incentives in settings in which the performance of each worker affects social welfare.;The third experiment turns from extrinsic incentives (such as career opportunities and non-monetary awards) to "intrinsic incentives"---that is, incentives that make work more intrinsically rewarding. In the context of a rural health worker program in India, I develop and test a novel, mobile phone-based self-tracking app designed to increase agents' intrinsic returns to effort. At nine months of follow-up, the self-tracking app leads to a 27% increase in performance as measured by the main job task (home visits). Moreover, the app is most effective when it leverages pre-existing intrinsic motivation: it produces a 46% increase in performance in the top tercile of intrinsically motivated workers, but no improvement in the bottom tercile. Evidence from survey and performance data indicates that the treatment effect is mediated primarily by making effort more intrinsically rewarding, and not by other mechanisms such as providing implicit extrinsic incentives. The results suggest the potential for wider use of intrinsic incentives that may increase performance at low cost, when agents are intrinsically motivated.
机译:传统上,企业对激励的经济学研究一直集中在一种激励机制上,即金钱激励,以及一种因果机制,即激励对努力的直接影响。本文使用三个随机领域实验来探索在医疗保健提供方面的非传统激励和非传统激励效应。第一个实验(与Nava Ashraf和Oriana Bandiera共同撰写)解决了一个被低估的现象:激励不仅影响代理人在工作中的努力,而且还会影响代理人在工作中的选择。我们与赞比亚政府合作,以实验方式改变了在全国范围内招募代理商时在新成立的卫生工作者职位中职业激励措施的重要性。我们发现,在招聘阶段显着提高职业激励能吸引更有效地提供卫生服务的卫生工作者,行政数据表明机构治疗,儿童健康就诊和治疗领域的免疫接种率都有所提高。尽管职业激励吸引了在可观察性方面有所不同的代理商(例如,他们具有更高的技能和职业抱负),但91%的绩效差距是由不可观察性引起的。结果突出了激励设计在招募阶段对吸引仅靠可观察因素无法识别的高绩效人员的重要性。第二和第三个实验研究了非金钱激励在医疗保健中的使用。第二个实验(与Nava Ashraf和Oriana Bandiera共同撰写)研究了非货币奖励。奖励可能通过几种机制影响行为:通过授予雇主认可,增强社会知名度以及促进社会比较。在赞比亚的一项全国卫生工作者培训计划中,我们设计了一个野外实验来解散这些机制。我们发现,雇主的认可度和社会知名度提高了绩效,而社会比较却降低了绩效,特别是对于低能力的受训者。这些效果在宣布治疗后出现,并通过培训持续存在。这些发现与最佳期望模型相一致,在该模型中,低能力者为了避免有关其相对能力的不利信息而付出了很少的努力。结果突出表明了在每个工人的绩效影响社会福利的环境中预期激励的分配结果的重要性。第三项实验从外部激励(例如职业机会和非金钱奖励)转变为“内部激励”- -也就是说,激励措施使工作更具内在的回报。在印度的一项农村卫生工作者计划的背景下,我开发并测试了一种新颖的基于手机的自我跟踪应用程序,旨在提高代理商的内在努力回报。在进行了9个月的随访后,根据主要工作任务(家访),自我跟踪应用程序的性能提高了27%。此外,该应用程序在利用现有的内在动机时最有效:在具有内在动机的上层员工中,它的性能提高了46%,但在下层员工中却没有任何改善。来自调查和绩效数据的证据表明,治疗效果主要是通过使工作更具内在奖励来实现的,而不是通过其他机制(例如提供隐性的外部激励)来实现的。结果表明,当代理商具有内在动机时,潜在地广泛使用内在动机可能会以低成本提高绩效。

著录项

  • 作者

    Lee, Scott Sang-Hyun.;

  • 作者单位

    Harvard University.;

  • 授予单位 Harvard University.;
  • 学科 Economics.;Health care management.
  • 学位 Ph.D.
  • 年度 2015
  • 页码 188 p.
  • 总页数 188
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

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