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Covert action and democratic peace: Why democracies fight secret wars.

机译:秘密行动与民主和平:为什么民主国家要打秘密战争。

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摘要

Covert action, the attempt by a government to influence events in another state or territory without revealing its involvement, has been an important instrument of statecraft adopted by not only the totalitarian states of the former Soviet Union ilk, but also the so-called Western democracies. This dissertation explores the motives of the decision makers in democracies for choosing covert action---as a particular means of resolving conflicts with legitimate governments in other sovereign states---and assesses what they tell us about the competing explanations of the Democratic Peace proposition. A theoretical framework based on the rational choice model and hypotheses with testable implications were presented to examine the rationale for the use of covert action as a foreign policy tool. In order to commit their nations militarily abroad, leaders in democratic states face the unique task of mobilizing contemporaneous consent from the governed. When the creation of popular consent for openly belligerent policies appears unattainable, they may resort to covert action to preempt ex ante due approval procedures or to prevent ex post electoral retribution. The comparative case analysis of the U.S. covert action in Chile in the early 1970s and the Philippines-American War of 1898 and four other case studies were conducted to test the hypotheses. The results of the studies confirm the following propositions: (a) core belief/value system and distinct mood of the time initially set the tone for the popular preference concerning war and peace decisions, (b) the Joint Democracy effect---identification of the opposing state or government as a fellow democracy---undercuts the generation of popular consent for overt interventionist policies, and (c) institutional constraint, in the form of domestic political consideration, was one of the critical factors compelling the decision makers in democratic states to resort to covert action. The results do not fully support the proposition that elites' decisions to use covert action have been motivated to evade the "external constraints" coming from abroad. In addition, they undermine the normative explanation of Democratic Peace, which stipulates that the peaceful conflict resolution norm embraced by democratic elites prevents conflicts among democracies from escalating into the threat or actual use of violence. This dissertation concludes that war and peace decisions in democracies can be best understood by examining the interaction between the constraining mechanism of democratic political institutions and the dynamic process of popular consent generation.
机译:秘密行动是政府试图在不透露其参与的情况下影响另一个州或地区的事件的尝试,这不仅是前苏联类似国家的极权主义国家而且是所谓的西方民主国家所采用的一种重要的治国手段。 。本文探讨了民主国家决策者选择秘密行动的动机-作为解决与其他主权国家合法政府冲突的一种特殊手段-并评估了他们告诉我们有关民主和平主张的相互解释的信息。提出了一种基于理性选择模型和具有可检验含义的假设的理论框架,以检验将秘密行动用作外交政策工具的理由。为了使自己的国家在国外军事化,民主国家的领导人面临着动员政府同时代同意的独特任务。当建立公开交战政策的民众同意似乎无法实现时,它们可能会采取秘密行动来抢先事前批准程序或防止事后选举报复。对美国在1970年代初期和1898年的菲美战争中的秘密行动进行了比较案例分析,并进行了另外四个案例研究以检验这些假设。研究结果证实了以下命题:(a)核心信念/价值体系和独特的时代情绪最初为民众对战争与和平决定的偏好定下了基调,(b)联合民主效应-反对的国家或政府作为民主国家的同盟---削弱了人们对公开干预主义政策的普遍认可,并且(c)以国内政治考虑的形式的制度约束是迫使民主决策者们参与其中的关键因素之一国家诉诸秘密行动。结果并不能完全支持这样一种观点,即精英们决定采取秘密行动是为了逃避国外的“外部约束”。此外,它们破坏了对民主和平的规范解释,该解释规定,民主精英所拥护的和平解决冲突规范,可防止民主国家之间的冲突升级为威胁或实际使用暴力。本文的结论是,民主政治中的战争与和平决定可以通过检查民主政治机构的约束机制与民众同意的动态过程之间的相互作用来最好地理解。

著录项

  • 作者

    Kim, Jaechun.;

  • 作者单位

    Yale University.;

  • 授予单位 Yale University.;
  • 学科 Political Science International Law and Relations.
  • 学位 Ph.D.
  • 年度 2001
  • 页码 344 p.
  • 总页数 344
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类 国际法;
  • 关键词

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