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Semiparametric functional data analysis for longitudinal/clustered data: Theory and application.

机译:纵向/群集数据的半参数功能数据分析:理论与应用。

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摘要

Semiparametric models play important roles in the field of biological statistics. In this dissertation, two types of semiparametric models are to be studied. One is the partially linear model, where the parametric part is a linear function. We are to investigate the two common estimation methods for the partially linear models when the data is correlated---longitudinal or clustered. The other is a semiparametric model where a latent covariate is incorporated in a mixed effects model. We will propose a semiparametric approach for estimation of this model and apply it to the study on colon carcinogenesis.;First, we study the profile-kernel and backfitting methods in partially linear models for clustered/longitudinal data. For independent data, despite the potential root-n inconsistency of the backfitting estimator noted by Rice (1986), the two estimators have the same asymptotic variance matrix as shown by Opsomer and Ruppert (1999). In this work, theoretical comparisons of the two estimators for multivariate responses are investigated. We show that, for correlated data, backfitting often produces a larger asymptotic variance than the profile-kernel method; that is, in addition to its bias problem, the backfitting estimator does not have the same asymptotic efficiency as the profile-kernel estimator when data is correlated. Consequently, the common practice of using the backfitting method to compute profile-kernel estimates is no longer advised. We illustrate this in detail by following Zeger and Diggle (1994), Lin and Carroll (2001) with a working independence covariance structure for nonparametric estimation and a correlated covariance structure for parametric estimation. Numerical performance of the two estimators is investigated through a simulation study. Their application to an ophthalmology dataset is also described.;Next, we study a mixed effects model where the main response and covariate variables are linked through the positions where they are measured. But for technical reasons, they are not measured at the same positions. We propose a semiparametric approach for this misaligned measurements problem and derive the asymptotic properties of the semiparametric estimators under reasonable conditions. An application of the semiparametric method to a colon carcinogenesis study is provided. We find that, as compared with the corn oil supplemented diet, fish oil supplemented diet tends to inhibit the increment of bcl-2 (oncogene) gene expression in rats when the amount of DNA damage increases, and thus promotes apoptosis.
机译:半参数模型在生物统计学领域起着重要作用。本文将研究两种类型的半参数模型。一种是部分线性模型,其中参数部分是线性函数。当数据相关时,我们将研究部分线性模型的两种常见估计方法-纵向或聚类。另一个是半参数模型,其中将潜在协变量合并到混合效应模型中。我们将提出一种半参数方法来估计该模型,并将其应用于结肠癌的研究。首先,我们在聚类/纵向数据的部分线性模型中研究轮廓核和反拟合方法。对于独立数据,尽管Rice(1986)指出了反拟合估计量的潜在根-n不一致,但这两个估计量具有相同的渐近方差矩阵,如Opsomer和Ruppert(1999)所示。在这项工作中,研究了多元估计的两个估计量的理论比较。我们表明,对于相关数据,反向拟合通常会比轮廓核方法产生更大的渐近方差。也就是说,除了其偏差问题外,当数据相关时,后向拟合估计器的渐近效率与轮廓核估计器的渐近效率不同。因此,不再建议使用反向拟合方法来计算轮廓内核估计。我们通过遵循Zeger和Diggle(1994),Lin和Carroll(2001)的详细说明,其中包括用于非参数估计的工作独立协方差结构和用于参数估计的相关协方差结构。通过仿真研究研究了两个估计器的数值性能。还描述了它们在眼科数据集上的应用。接下来,我们研究了一种混合效应模型,其中主要反应和协变量之间通过测量位置联系在一起。但是出于技术原因,它们不在同一位置进行测量。我们针对此失准的测量问题提出了一种半参数方法,并在合理的条件下得出了半参数估计量的渐近性质。提供了半参数方法在结肠癌发生研究中的应用。我们发现,与补充玉米油的饮食相比,当DNA损伤量增加时,补充鱼油的饮食往往会抑制大鼠bcl-2(致癌基因)基因表达的增加,从而促进细胞凋亡。

著录项

  • 作者

    Hu, Zonghui.;

  • 作者单位

    Texas A&M University.;

  • 授予单位 Texas A&M University.;
  • 学科 Statistics.
  • 学位 Ph.D.
  • 年度 2004
  • 页码 63 p.
  • 总页数 63
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

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