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Data-driven models for complex medical systems.

机译:复杂医疗系统的数据驱动模型。

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摘要

This dissertation is a collection of three related but self-contained papers utilizing statistical learning methods to address operational issues in complex medical systems:; Evidence-based incentive systems with an application in health care delivery. We develop an empirical method to estimate the parameters of a multi-task principal-agent model. The principal observes the system's aggregate performance (downstream outcome) and several other performance measures (typically process-compliance measures to be referred to as intermediate outcomes). All observed measures are noisy signals of the agent's effort in each task. The principal rewards the agent based on a weighted combination of the observed performance measures. The question is to determine the optimal mix of performance measures that would maximize the principal's expected payoff. Using Empirical Likelihood, we show how the principal can use data from multiple agents to answer the following questions: (a) How can process-compliance measures be integrated into a single intermediate performance score that can be used in an optimal payment system? (b) What is the agent's cost of effort and reservation utility? (c) What is the optimal payment system? The method was applied to data from patients with kidney failure who needed dialysis (Medicare, the payer, was the principal and the dialysis providers were the agents). An optimal payment system was designed. The system was shown to have the potential to increase the number of hospital-free days per patient year-at-risk by 7.4% without increasing total medical expenses.; Understanding the relationship between dialysis facility characteristics and quality-of-care. Hospital expenditures constitute one-third of total Medicare payments for the End-Stage Renal Disease program. The existing fee-for-service reimbursement system for dialysis indirectly rewards dialysis providers for a reduction in hospital admissions through increased revenue. The Medicare Modernization Act mandated the development of new payment systems that would strengthen these incentives through pay for performance initiatives in which dialysis providers will be rewarded for reducing patient hospital admission rates. However, it is unclear whether there is an association between dialysis providers and hospitalization rates. Simple economic arguments suggest that if such an association exists it would lead to fewer hospital days for patients in non-profit dialysis facilities. Employing observational data techniques, we analyzed clinical and claims data from 170,209 Medicare eligible patients receiving dialysis in 2003 to examine the association among patient outcomes, provider characteristics and market concentration. Chief amongst our findings is that patients who dialyzed at for-profit facilities spent 21% more time in the hospital than their non-profit counterparts. In other words, 1,900 patient years in hospital and {dollar}600--900 million of inpatient costs could be averted each year if for-profit facilities were to match the hospital utilization patterns of non-profit facilities.; Optimal capacity overbooking in healthcare facilities for patients with chronic conditions. Patients suffering from a chronic condition often require periodic treatment. For example, patients with End-Stage Renal Disease (ESRD) require dialysis three times a week. These patients are also frequently hospitalized for complications from their treatment, resulting in idle capacity at the clinic. These temporary patient absences make overbooking at the clinic attractive. We develop a semi-closed migration network to capture patient flow into the clinic and between the clinic and hospital. We consider a simple class of stationary control policies for patient admissions and provide algorithms for selecting one that maximizes long-run average earnings. Local diffusion approximations were constructed to provide square-root loading formulas for the optimal capacity level and patient overb
机译:本文是采用统计学习方法解决复杂医疗系统操作问题的三篇相关但自成一体的论文的集​​合:基于证据的激励系统及其在医疗保健中的应用。我们开发了一种经验方法来估计多任务委托-代理模型的参数。校长观察系统的总体绩效(下游成果)和其他几种绩效指标(通常将过程合规指标称为中间成果)。所有观察到的措施都是座席在每个任务中所做努力的嘈杂信号。委托人根据观察到的绩效指标的加权组合来奖励代理商。问题在于确定最佳的绩效指标组合,以最大化委托人的预期收益。使用经验似然法,我们展示了委托人如何使用来自多个代理的数据来回答以下问题:(a)如何将过程合规性度量集成到一个可以在最佳支付系统中使用的单个中间绩效评分中? (b)代理商的工作和预订费用是多少? (c)什么是最佳付款系统?该方法适用于需要透析的肾脏衰竭患者的数据(Medicare是付款人,而透析提供者是代理商)。设计了最佳支付系统。该系统被证明可以在不增加总医疗费用的情况下,将每名高危患者的无住院天数增加7.4%。了解透析设施特征与护理质量之间的关系。末期肾病计划的医院支出占医疗保险总支出的三分之一。现有的透析服务收费系统间接地通过增加收入来奖励透析提供者减少住院人数。 《医疗保险现代化法案》要求开发新的支付系统,该系统将通过为绩效计划付费而加强这些激励措施,在该计划中,透析提供者将因降低患者住院率而获得奖励。但是,尚不清楚透析提供者与住院率之间是否存在关联。简单的经济论据表明,如果存在这样的联系,则将使非营利性透析设施的患者的住院天数减少。我们使用观察数据技术,分析了2003年接受透析的170,209名符合Medicare资格的患者的临床和索赔数据,以检查患者预后,提供者特征和市场集中度之间的关联。我们发现的主要因素是,在营利性机构中进行透析的患者在医院的时间比非营利性患者多了21%。换句话说,如果营利性机构要与非营利性机构的医院使用模式相匹配,则每年可以节省1900个病人的住院年数,并节省600--900亿美元的住院费用。慢性病患者在医疗机构中的最佳能力超量预订。患有慢性疾病的患者通常需要定期治疗。例如,患有终末期肾脏疾病(ESRD)的患者每周需要透析3次。这些患者还经常因治疗并发症而住院,导致诊所闲置。这些临时的患者缺席使诊所超额预订具有吸引力。我们开发了一个半封闭式迁移网络,以捕获患者流入诊所以及诊所与医院之间的流量。我们考虑一类简单的患者入院固定控制政策,并提供选择长期平均收入最大化的算法。构建局部扩散近似值,以提供最佳能力水平和患者过度使用的平方根负荷公式

著录项

  • 作者

    Lee, Donald Kwun Kuen.;

  • 作者单位

    Stanford University.;

  • 授予单位 Stanford University.;
  • 学科 Engineering Industrial.; Health Sciences Health Care Management.; Operations Research.
  • 学位 Ph.D.
  • 年度 2008
  • 页码 96 p.
  • 总页数 96
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

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