The Risk Management of China's Securities Investment Fund and a Look at Internal Control

摘要

Securities Investment Fund is an investment security that is not provided any guarantees by the government, just relies on investor confidence and trust. As an important part of the securities market, investment funds face a very special and complex institutional background and market environments, there is a large of risks. In this paper, based on the existing research theory, used standard research methods, combined with the risk of securities investment fund management status, analyzed the risk of the securities investment fund management industry problems and obstacles, trying to put forward some countermeasures aiming at institutional arrangements, regulation, and market structure in order to enhance the securities investment fund industry to strengthen risk management of power and pressure to raise the overall risk management level of ability of the fund management institutions to promote the healthy development of securities investment fund industry. Also pointed out great reality significance that security investment funds induct savings into investment guidance and active securities market and improve the financial structure.