On Compliance Risk Management Mechanism of Commercial Banks

摘要

Along with the end of transitional period of acceding into WTO, Chinese banking has realized full opening to outside world. Compliance risk has gradually become one of the most important risks apart from credit risk, market risk and operational risk. Therefore, improving banking compliance risk management has become an important task of commercial banks in China that brooks no delay. This Article has explored herein realization on compliance risk, analyzed major issues that exist in compliance risk management of commercial banks of this country, and conducted preliminary thinking and exploration on how to improve compliance system and management procedures of commercial banks and construct effective compliance risk management mechanism.