SYSTEM AND METHOD FOR FACILITATING CONNECTIONS AND COMPLIANCE INVOLVING SERVICE PROVIDERS IN THE SECURITIES INDUSTRY

摘要

The present invention generally relates to facilitating connections and compliance between individuals, business entities and service providers in the securities industry. Specifically, this invention relates to a system and method for facilitating the virtual connection of service providers in the securities industry with broker dealers, registered investment advisory firms private equity groups, hedge funds, other service providers and consultants through a computer based system that processes related communications and data via one or more networks and may be delivered to a user through one or more computing devices.