Anti-Money Laundering Compliance Alert Life Cycle Management Process and System

摘要

A process and system for managing anti-money laundering compliance alerts using customizable sets of standards are disclosed. The Anti-Money Laundering Compliance Alert Life Cycle Management Process and System comprises a plurality of modules, including the AML Engine, the Alerts Dashboard Module, the Investigation Case Management Module, the Regulator Reports Management Module and the Risk Management Module. The Anti-Money Laundering Compliance Alert Life Cycle Management Process and System allows analysts to manage Anti-money laundering compliance exception alerts through the dynamic interaction of modules in response to financial transaction data. The Anti-Money Laundering Compliance Alert Life Cycle Management Process and System invention is a dynamically active tool for aiding analysts in reaching decisions to cancel or release financial transactions so that money laundering and fraud may be easily and efficiently prevented.