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Ethics in the governance of telecommunications: accountability of global industrial actors

机译:电信治理中的道德规范:全球工业行为者的责任

摘要

Historically, the development of tele-communications has been at the heart of State policy based on a set of principles revolving around notions of modernisation, on the one hand, and nation-building, on the other. They were operationalized in State planning for domestic infrastructure, regulation of market, and communication control. Internationally, telecommunications constituted a core piece in the toolbox of foreign policy and international trade hegemony. The physical scarcity of resources and high costs (i.e. frequencies, cables) and the principles of placing the State at the centre of managing the telecoms and media landscapes have dominated the largest part of communications history. With the successive waves of a. liberalisation and b. technological change, the role of the State has receded and the role of international organisations and private actors has become paramount in setting not only the scene for the technological development in the sector, but importantly, in shaping the principles under which the sector is regulated on a day to day basis. Technological and societal changes shaped the functioning of the telecoms sector, which has become an interconnected ecosystem. Further, regulatory change, in terms of actors, principles and processes is shaping the everyday experience of citizens (or users) around the globe: the role of the global telecommunication industry in social and economic development is underpinned by an unprecedented growth over the past 15 years (ITU International Telecommunications Union, 2015a). This growth is strictly connected to access to spectrum and to the adoption of mobile broadband services (ITU; UNESCO, 2015), (GSMA GSM Association, 2016), one of the most valuable public goods globally (Samuelson, 1954), (Samuelson, 1955), (Holcombe, 1977). The future of communication services lies with the utilization of spectrum bands, and scarcity thereof is a matter of public policy about the utilization of public communicative spaces (Sarikakis, 2012); therefore public accountability (Bovens, Goodin, & Schillemans, 2014) by its u2018users', i.e. telecom operators is a legitimate expectation of global and local publics. An often ignored dimension of principles and practice of public accountability of corporations around transparency and integrity, as the new core actors in the global communications regime. Historic failures and structural weaknesses in emerging, developing and least developed countries on forced implementation of competition policies and introduction of u2018one-size-fits-all' legal and regulatory frameworks have systematically failed to address serious concerns regarding corruption and integrity structures and have paved the way to current corruption incidents worldwide (Chakravartty & Sarikakis, 2006; Sutherland, 2013). The demands of investors of industrialised countries dictated the implementation of historically and politically ungrounded policies and regulations with severe impacts to the accessibility and affordability of telecoms infrastructure in developing countries today, hence widening the digital divide. This paper explores the processes of governing spectrum and connects to accountability mechanisms of European telecom operators as key actors in providing an integrated infrastructure for global sharing of information with a significant impact to the global digital divide. We apply an analysis that takes into account multi-level, multi-actor, multi-purpose factors in the future of information infrastructure u2013 to the increased role of spectrum management, to the effects and impact of globalization of actors and to the role of private sector actors in shaping communication (Sarikakis & Rodriguez-Amat, 2013). The paper surveys the ways in which policies about public accountability and integrity are exercised globally and explores possible connects to the governance of spectrum utilization. We argue that corporate actors bear social and political responsibilities as political actors in the process of governance and discuss the role of European policies in shaping and enforcing those responsibilites. We further elaborate possible regulatory frameworks in the context of social (power) relations (Bovens, Goodin, & Schillemans, 2014) and of empowered inclusion (Warren, 2004) in regards to integrity. We further argue for the need of supra-national regulation at EU-level to secure integrity in spectrum management. We recommend possible and necessary sector-wide initiatives to implement new standards fostering transparency in spectrum licensing, including a minimum set of criteria to be implemented within the licensing process.
机译:从历史上看,电信的发展一直是国家政策的核心,它基于一系列原则,这些原则一方面围绕现代化的概念,另一方面围绕国家建设。它们已在国家计划的国内基础设施,市场监管和通信控制中投入运营。在国际上,电信是外交政策和国际贸易霸权工具箱中的核心部分。资源的物理稀缺性和高昂的成本(即频率,电缆)以及将国家置于电信和媒体环境管理中心的原则已成为通信历史上最大的部分。随着一波接一波的。自由化和b。在技​​术变革方面,国家的作用已经减弱,国际组织和私人行为者的作用已成为最重要的角色,不仅为该部门的技术发展奠定了基础,而且更重要的是,在制定该部门受其监管的原则时每天技术和社会变革影响了电信部门的功能,该部门已成为相互联系的生态系统。此外,就行为人,原则和流程而言,监管变革正在塑造全球公民(或用户)的日常体验:过去15年来空前的增长为全球电信业在社会和经济发展中的作用提供了支持年(国际电联国际电信联盟,2015a)。这种增长与频谱接入和移动宽带服务的采用密切相关(国际电联;联合国教科文组织,2015年)(GSMA GSM协会,2016年),这是全球最有价值的公益产品之一(萨缪尔森,1954年),(萨缪尔森, (1955),(Holcombe,1977)。通信服务的未来在于频谱的利用,其稀缺性是关于公共通信空间利用的公共政策问题(Sarikakis,2012);因此,由“ u2018users”用户(即电信运营商)对公众负责(Bovens,Goodin和Schillemans,2014年)是对全球和本地公众的合理期望。作为全球通讯体系中的新核心参与者,围绕透明度和诚信的公司公共问责制原则和实践常常被忽略。新兴国家,发展中国家和最不发达国家在强制执行竞争政策以及引入“千篇一律”的法律和监管框架方面的历史性失败和结构性弱点系统地未能解决对腐败和廉正结构的严重关切,并且铺平了道路解决当前全球范围内腐败事件的方法(Chakravartty&Sarikakis,2006; Sutherland,2013)。工业化国家投资者的需求决定了实施历史上和政治上不切实际的政策和法规,严重影响了当今发展中国家电信基础设施的可及性和可承受性,从而扩大了数字鸿沟。本文探讨了频谱管理过程,并与欧洲电信运营商的问责机制建立了联系,后者是为全球共享信息提供集成基础架构的关键角色,这对全球数字鸿沟产生了重大影响。我们应用的分析考虑了信息基础设施未来的多层次,多参与者,多用途因素,频谱管理的作用越来越大,参与者全球化的影响和影响以及私营部门在塑造沟通方面的行为者(Sarikakis和Rodriguez-Amat,2013年)。本文调查了在全球范围内实施有关公共问责制和完整性政策的方式,并探讨了与频谱利用治理之间可能的联系。我们认为公司行为者在治理过程中作为政治行为者承担着社会和政治责任,并讨论了欧洲政策在塑造和执行这些责任中的作用。我们在社会(权力)关系(Bovens,Goodin和Schillemans,2014)和授权包容性(Warren,2004)的背景下进一步阐述了可能的监管框架。我们进一步争辩说,有必要在欧盟一级进行超国家监管,以确保频谱管理的完整性。我们建议采取可能且必要的全行业举措,以实施提高频谱许可透明度的新标准,包括在许可流程中要实施的最低标准。

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