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Still a chance for negotiated peace : applying the lessons of the CSCE with a view to a Conference on Security and Co-operation in the Middle East

机译:仍然是谈判和平的机会:借鉴欧安会的教训,以期召开一次中东安全与合作会议

摘要

The recent election of Benjamin Netanjahu as the new prime minister of Israel has created apprehensions,particularly among the countryu27s Arab neighbours, that the peace process in the Middle East couldresult in deadlock or even fail. First Arab reactions to the change in the political leadership have beencharacterised by a mistrust of Netanjahu and of his coalition government. However, both the summitmeeting of the Arab League held on 22/23 June, 1996 and the diplomatic activities of leading Arabpoliticians have made it clear that those countries which have already concluded peace treaties withIsrael have no wish to jeopardise them. Even Syria whose negotiations with Israel were suspendedmonths ago does not seem to wish to exacerbate the situation.Against this background, Israel and Jordan are the countries which could have a key role to play: Bilaterally,their relations have already improved considerably on the basis of the peace treaty of 1994.But this treaty also contains a multilateral provision which still remains to be fulfilled: this is that bothParties have committed themselves to the creation of a Conference on Security and Co-operation inthe Middle East (CSCME) along the lines of the Helsinki (CSCE) process. There is to date, however,no evidence of any activity on either side to im plement this part of the peace treaty.This Report examines the question as to whether or not it would make sense to create a CSCME inaddition, or as an alternative to either the Madrid peace process which seems to stagger along tenaciously,or the Mediterranean conference, initiated by the European Union some months ago, whichalso involves part of the Middle East region. Since the authors of the Israeli-Jordan plan obviously hadthe u27success-modelu27 of the CSCE in mind, this Report also looks at some of the basic factors and circumstancesresponsible for the success of the CSCE and tries to discover whether or not comparableconditions exist in the Middle East, particularly:· a geographical delimitation of the region that makes sense politically and ensures that all partiesinvolved in conflicts in the region and necessary for their solution are included in the negotiations;· the presence of u27importantu27 parties prepared to take the initiative in extending invitations, in sponsoringor moderating such negotiations;· the willingness of the parties involved in regional conflicts both to contribute to their solu tionwithout recourse to military action or other means of force (except for the purpose of self-defence)and to consider future developments u27open-mindedlyu27 in the sense that fron tiers and zones of influencecan be amended by peaceful means and by agreement;· a broad concept of u27securityu27 which includes both co-operation as a means of achieving commonsecurity, and package deals to arrive at a balanced compensation of give and take; and finally· a willingness to embark on a lengthy process of compensation of interests, trust in the con fidencebuilding quality of verifiable agreements and the healthy effect of implementation debates wherealleged cases of non-implementation must be explained.Although all the conditions under which a possible CSCME would have to be organised are too intricateto justify their comparison with the European situation of the early seventies, the following criteriaprovide a useful framework for a debate:· today it is no longer possible to juxtapose the states of the Middle East against each other as antagonistsof an East-West conflict, neither can these countries profit any more finan cially from sucha confrontation. On the contrary: the global situation has developed in the opposite direction, manifestinga general tendency and willingness to help bring peace to the region, and even to pay forit;· one Middle East state appears to fulfil the main criteria required to extend an invitation toCSCME-consultations, namely Egypt. The country has the necessary political weight, dip lomaticrelations with all of the potential participants, and has for many years actively pro moted the peaceprocess;· although u27refraining from the threat or use of forceu27 is not yet a principle applied by all par ties toconflicts in the region, it does at least figure in all declarations governing the relations of Israelwith Egypt, Jordan and the Palestinian Council;· it is furthermore an open question whether the parties to a CSCME will comprehend, dur ing themultilateral negotiating process, that mutual and common security cannot be reached overnight:intermediate steps will first be required in order to build confidence; and that u27conventional thinkingu27can only be overcome by open debates on the implementation of, or the difficulties in implementingagreed measures.All of these are arguments in favour of a negotiated peace. This is the aim of the Madrid peace processwhich started in October 1991, and which was shaped after the CSCE model. The same is also true forthe Mediterranean Conference, convened in Barcelona by the European Community in November1995, in which a part of the Middle East region is represented. This Report tries to establish thereforewhy u27Madridu27 has not so far become a synonym for success in the way u27Helsinkiu27 did, and why Barcelonacannot replace a CSCME.The Madrid peace negotiations run along four bilateral tracks - those between Israel and the Palestinians,and with Jordan, the Lebanon and Syria; multilateral negotiations are held in five workinggroups, each addressing a specific subject and involving a great number of states of which only a fewactually belong to the region. A comparison of these two levels of negotiation shows that the bilateralone is the more important of the two. When difficulties arise on a bilateral track, talks on the samesubject then stagnate in the multilateral working group: the September 1993 Oslo agreement which inturn led to the Gaza-Jericho agreement, and the peace treaty between Israel and Jordan of October1994 stimulated talks at the multilateral level.Thus, the structure of the Madrid peace process differs from that of the CSCE in two impor tant ways:in its focus on bilateral negotiations, and in the open-endedness of its multilateral negotiations inwhich an ever greater number of non-regional states and organisations partici pate. Each of these factorsappears to have been detrimental to a smooth development of the process. The multilateral negotiationsin particular suffer from repeated bouts of stagnation. Positive post-1993 results were due toprogress in the bilateral negotiations between Israel and the PLO, and between Israel and Jordan. TheMadrid process therefore can draw nearer the aims of its initiators only if there were to be progress inthe negotiations between Israel and Syria, and between Israel and the Lebanon. Even then, however,the final aim of a compre hensive peace in the region still cannot be realised since two of its states areexcluded: Iraq and Iran. The very fact that their present regimes are both notorious trouble-shootersand Is raelu27s arch-enemies should induce the initiators of a CSCME to bind them in into any lastingregional settlement. There is also reason to believe that the large number of outer-regional participantsinvolved in the Madrid process is less than helpful from the point of view that their understanding ofu27peaceu27 only partly coincides with that of the states of the region; furthermore, they do not always playthe role which the regional parties expect of them.The Barcelona Mediterranean Conference, on the other hand, is of very recent date and the measures ithas so far contemplated - in particular preparations for a Free Trade Zone - carry a fulfilment deadlineas far into the future as 2010. Nothing very definite can as yet be said about the success of this endeavour.One point, however, is quite clear: its main emphasis will be on economic co-operation, in particularwith the Maghreb and much less with the Middle East region.Since both u27Madridu27 and u27Barcelonau27 appear to have encountered difficulties in realising a comprehensivepeace settlement for the Middle East, it does indeed seem worthwhile considering a new departure:to promote the idea of a u27Conference on Security and Co- operation in the Middle Eastu27.The participants of this Conference ought to comprise the states of the u27central zoneu27, i.e. Israel, itsArab neighbours and the Palestinian Council; the member-states of the Gulf Co- operation Council;and also those states which to varying degrees are involved in conflicts geographically located betweenthe Mediterranean and the Persian-Arabian Gulf, i.e. Iraq, Iran, Turkey and Cyprus. The invitationshould be based on one of the most important criteria which enabled the Europeans and NorthAmericans to accept the Finnish invitation to the u27Helsinki Consultationsu27: the participation of governmentsin the consultations and negotiations does not constitute a legal recognition of the existing politicalconditions in the region. All those states and organisations outside the Middle East region whichhave for years engaged themselves politically, militarily or economically in the area, such as the UnitedStates, the United Nations, the Russian Federation and the European Union, should play an importantrole in the process, but rather that of a moderator deprived of the right to vote, whilst otherinterested states such as Japan could be given observer status (as in the case of the OSCE) - to underlinethe character of a CSCME as a regional conference which places the interests of the parties directlyconcerned at the centre of its attention.It should in principle be possible to put all questions of security and co-operation which are of importanceto the region, on the agenda of a CSCME. It seems, however, likely that agree ments can bereached more easily on some subject matters than on others. The parties to the Conference would thereforebe well advised to start off with only five of the ten principles of the Helsinki Final Act, i.e.refraining from the threat or use of force, the peaceful settlement of disputes, non-intervention in internalaffairs, co-operation among states and the fulfilment in good faith of obligations under internationallaw. Such a catalogue commonly agreed between the participants of a CSCME would in itselfalready constitute a great success.· The principle u27Refraining from the threat or use of forceu27 is part of the Charter of the United Nationsand should be supported by all regional parties to the Conference, even by those which atpresent do not represent a state authority.· The principle u27Peaceful settlement of disputesu27 might induce Iran and Iraq - if invited to the Conference- to return to a system of international law to which they had already obliged themselveswhen joining the United Nations, since their participation in this Conference would put an end totheir isolation.· The principle u27Non-intervention in internal affairsu27 is also a part of the UN Charter and fre quentlyinvoked by Israel and its Arab neighbours. The last paragraph of this principle, as formulated inthe Helsinki Final Act, is of particular interest under present Middle East conditions: The participantsof the CSCE agreed that they will u27...refrain from direct or indirect assistance to terrorist activities,or to subversive or other activities directed towards the violent overthrow of the regime ofanother participating State.u27· The principle u27Co-operation among Statesu27 opens up possibilities for fields of interstate relationsbeyond the intricate security problems and the fundamental differences behind them, and provideparticipants with opportunities to better understanding and appreciation of the importance and usefulnessof good neighbourly relations.· Finally, the principle u27Fulfilment in good faith of obligations under international lawu27 - the Xthprinciple of the Helsinki Final Act - would seem to be suitable for inclusion in a Final Documentof a first CSCME since all parties to conflicts in the Middle East consider it very important to fulfilacrimoniously any treaty once it has been concluded.On the other hand, the Conference could be blocked at an early stage if participants attempted duringthe first round of negotiations to agree on common formulae of controversial principles such as sovereignequality, inviolability of frontiers, territorial integrity and equal rights and self-determinationof peoples, or similarly if they attempted to define together the meaning of human rightsu27 criteria suchas freedom of thought, conscience, religion or belief. When embarking on an inter-cultural dialogue onhuman rights issues, participants must be very cautious. By no means ought this dialogue to be overshadowedby other topics nor should it be misused as negotiating fat to obtain better results in otherfields. The criteria worked out by the 1990 CSCE Conference in Copenhagen on the subject of NationalMinorities could be studied with a view to their suitability for the settlement of inter-ethnic conflictsin the Middle-East.A CSCME would also be well advised, in the beginning, not to be too ambitious in terms of reducingmilitary hardware and to content itself, like the CSCE, with a discussion of Confi dence BuildingMeasures such as the prior notification of major military manoeuvres and the voluntary exchange ofobservers. Since the potential participantsu27 interests in economic co-op eration seem to differ considerably,they would be well advised to start off by ending all forms of boycotts and similar restrictions.The facilitation of tourism across the border, family reunification, a better exchange of information,youth exchanges and other such steps might later culminate in a vast system of international arrangementssuch as the u27human dimensionu27 of the CSCE/OSCE.***The co-operation of the two authors of this Report stems from a lecture read by Götz von Groll on13th March, 1996 entitled u27Can the lessons learned from the CSCE be helpful in set tling the conflictsin the Middle East?u27 which was part of the 6th spring academy of the PRIF on the subject: u27The Mediterranean- a zone of unrestu27 conducted by Berthold Meyer. Götz von Groll was the desk officer ofAuswärtiges Amt co-ordinating the CSCE-policy of the Government of the Federal Republic of Germanyfrom 1971 to 1977. During these years, he participated in all CSCE consultations, the formulationof the CSCE-Final Act in Geneva as well as the Foreign Ministers and the Summit Conference inHelsinki 1973/75. In 1977, he was head of the Federal German Delegation for the preparation of thefirst CSCE Follow-up meeting in Belgrade. Berthold Meyer participated in the seventies in a numberof international CSCE conferences of youth organisations, and directs, since 1981, PRIFu27s research onCSCE/OSCE, European security problems including European-Mediterranean relations.
机译:最近本杰明·内塔尼亚胡当选以色列新任总理,特别是在该国的阿拉伯邻国中,引起了人们的担忧,即中东的和平进程可能陷入僵局甚至失败。内塔尼亚胡及其联合政府的不信任是阿拉伯人对政治领导层变化的最初反应。但是,1996年6月22日至23日举行的阿拉伯联盟首脑会议和主要的阿拉伯政治家的外交活动都清楚地表明,已经与以色列缔结和平条约的国家不希望危及它们。甚至连几个月前与以色列的谈判都被暂停的叙利亚似乎也不想加剧这一局势。在这种背景下,以色列和约旦是可能发挥关键作用的国家:在双边基础上,两国的关系已经有了很大改善。这是1994年的《和平条约》。但是该条约还包含一项多边条款,仍然有待实现:这是双方都致力于按照以下方式建立中东安全与合作会议(CSCME):赫尔辛基(CSCE)流程。但是,迄今为止,尚无任何证据表明双方有任何活动来实施和平条约的这一部分。本报告审查了是否有必要建立CSCME替代品或作为替代CSCME的有意义的问题。要么似乎顽强地徘徊的马德里和平进程,要么是几个月前由欧洲联盟发起的地中海会议,该会议也涉及中东地区的一部分。由于以色列-约旦计划的制定者显然考虑了欧安会的成功模式,因此本报告还探讨了对欧安会的成功负责的一些基本因素和情况,并试图发现是否存在可比较的条件特别是在中东:·从政治上讲是合理的,并确保涉及该地区冲突的所有当事方及其解决方案的必要地域划界都包括在谈判中;·准备派遣重要的当事方出席会议主动发出邀请,赞助或主持此类谈判;·涉及区域冲突的当事方愿意在不诉诸军事行动或其他武力手段的情况下为解决冲突做出贡献(出于自卫目的除外);考虑到未来的发展,从某种意义上说,可以通过和平的方式来修改影响力的等级和影响范围并通过协议;·广泛的概念,其中包括作为实现共同安全的一种手段的合作以及一揽子交易,以实现对赠与取的平衡补偿;最后,愿意进行漫长的利益补偿程序,信任可核查协议的建立信心质量以及实施辩论的健康效果,在这种情况下,必须解释所有未实施的案例。尽管在所有可能的情况下, CSCME的组织过于复杂,无法证明它们与70年代初欧洲局势的比较是合理的,以下标准为辩论提供了有用的框架:·今天,不再可能将中东各州并置在一起,例如东西方的对抗者,这些国家也无法从这种对抗中获得更多的经济利益。相反:全球局势向相反的方向发展,表明了一种总体趋势和意愿,以帮助该地区实现和平,甚至付出代价;·一个中东国家似乎满足了向CSCME发出邀请的主要标准咨询,即埃及。该国具有必要的政治影响力,与所有潜在参与者有亲属关系,并且多年来一直积极促进和平进程;·尽管“避免威胁或使用武力”还不是所有人都适用的原则。与该地区的冲突有关,它至少在所有有关以色列与埃及,约旦和巴勒斯坦理事会之间关系的宣言中都得到了体现;·此外,在多边谈判过程中,CSCME的各方是否会理解这是一个公开的问题共同安全和共同安全不可能一overnight而就:首先需要采取中间步骤以建立信任;只有通过就执行措施或执行商定措施的困难进行公开辩论,才能克服“常规思维”。所有这些都是支持谈判和平的论点。这是1991年10月开始的马德里和平进程的目标。,是在CSCE模型之后形成的。 1995年11月欧洲共同体在巴塞罗那举行的地中海会议也是如此,代表中东地区的一部分。因此,本报告试图确立为什么马德里迄今尚未成为成功的代名词,以及为什么巴塞罗那无法取代CSCME。马德里和平谈判沿着四个双边路线进行-以色列与以色列之间的谈判巴勒斯坦人,以及约旦,黎巴嫩和叙利亚;多边谈判在五个工作组中进行,每个工作组都针对一个特定主题,涉及许多国家,实际上只有少数几个国家属于该地区。通过对这两个谈判水平的比较可以看出,双边关系在两者中更为重要。当在双边轨道上出现困难时,就在同一主题上进行的谈判便停滞在多边工作组中:1993年9月的《奥斯陆协定》反而导致了加沙-杰里乔协定,而以色列与约旦之间的和平条约于1994年10月激发了多边谈判。因此,马德里和平进程的结构在两个重要方面与欧安会的结构不同:在侧重于双边谈判,以及其多边谈判的开放性,其中越来越多的非区域国家和组织参与。这些因素中的每一个似乎都对过程的顺利发展有害。特别是多边谈判屡屡陷入停滞。 1993年后取得积极成果的原因是以色列与巴解组织之间以及以色列与约旦之间的双边谈判取得了进展。因此,只有在以色列与叙利亚之间以及以色列与黎巴嫩之间的谈判取得进展的情况下,马德里进程才能接近其发起者的目标。然而,即使到那时,由于排除了伊拉克和伊朗这两个州,该地区实现全面和平的最终目标仍然无法实现。他们目前的政权都是臭名昭著的疑难解答者,而且是以色列的主要敌人,这一事实应促使CSCME的发起者将其束缚到任何持久的地区解决方案中。还有理由认为,从他们对“和平”的理解仅与该地区各州的部分了解的角度出发,参与马德里进程的大量外部参与者没有帮助。此外,它们并不总是发挥各地区党派期望的作用。另一方面,巴塞罗那地中海会议是最近的日期,到目前为止,它已在考虑采取的措施,特别是对自由贸易区的筹备,都将在未来几年中发挥作用。截止日期为2010年。关于这一努力是否成功尚无定论。然而,有一点很明确:其主要重点将放在经济合作上,特别是与马格里布的合作由于马德里 u27和巴塞罗那 u27在实现中东全面和平解决方案方面都遇到了困难,因此,确实值得考虑一个新的出发点:提倡“和平”的想法。中东安全与合作会议。本次会议的参加者应包括 u27中部地区 u27的国家,即以色列,其阿拉伯邻国和巴勒斯坦理事会;海湾合作委员会成员国;以及在不同程度上涉及地中海和波斯-阿拉伯海湾之间地理上冲突的那些国家,即伊拉克,伊朗,土耳其和塞浦路斯。邀请应基于最重要的标准之一,该标准使欧洲人和北美人能够接受芬兰参加“赫尔辛基磋商”的邀请:政府参与磋商和谈判并不构成对联合国现有政治条件的法律承认。区域。中东地区以外所有在该地区进行政治,军事或经济多年活动的州和组织,例如美国,联合国,俄罗斯联邦和欧洲联盟,在此过程中应发挥重要作用,但而不是主持人被剥夺投票权的主持人,而日本等其他感兴趣的国家也可以被赋予观察员地位(例如欧安组织)-以强调CSCME作为区域性会议的特征,这会引起当事方的利益原则上应该有可能将所有对该地区重要的安全与合作问题列入CSCME的议程。看来,但是,很可能在某些主题上比在其他主题上更容易达成协议。因此,大会缔约方最好从赫尔辛基《最后文件》的十项原则中的五项开始,即避免威胁或使用武力,和平解决争端,不干涉内部事务,合作各国之间的关系,以及真诚履行国际法规定的义务。 CSCME参与者之间普遍同意的这种目录本身就已经取得了巨大的成功。·避免威胁使用或使用武力的原则是《联合国宪章》的一部分,应得到所有·和平解决争端的原则可能会诱使伊朗和伊拉克-如果受邀参加会议-回到他们已经采用的国际法体系加入联合国时有义务,因为他们参加这次会议将结束他们的孤立。·不干涉内政的原则也是联合国宪章的一部分,并经常被以色列及其阿拉伯邻国援引。在目前的中东条件下,根据《赫尔辛基最终文件》制定的这一原则的最后一段特别令人关注:欧安会的参加者同意,他们将 ...避免直接或间接地协助恐怖活动或颠覆活动 u27·国家间合作原则 u27除了复杂的安全问题和其背后的根本分歧之外,还为国与国之间的关系领域开辟了可能性,并为参加者提供了终于有机会更好地理解和理解睦邻关系的重要性和实用性。·最后,根据国际法真诚履行义务的原则-赫尔辛基《最后文件》第X原则-似乎适合纳入自中东冲突各方以来,第一份CSCME的最终文件另一方面,一旦条约缔结起来,就必须毫不夸张地加以批评。另一方面,如果与会者在第一轮谈判中试图就有争议的原则的共同公式,例如主权平等,不侵犯人权的行为达成共识,则大会可能会在早期被封锁。边界,领土完整,人民的平等权利和自决,如果他们试图共同定义人权标准的含义,例如思想,良心,宗教或信仰自由,则应采取类似的做法。在就人权问题进行跨文化对话时,参与者必须非常谨慎。这种对话绝不应该被其他话题所掩盖,也不应被误以为是在其他领域取得更好成果的谈判脂肪。可以研究1990年欧安会在哥本哈根会议上制定的关于少数民族的标准,以期适合于解决中东民族间冲突。一开始,CSCME也将是明智的建议,在减少军用硬件方面并不要过于雄心勃勃,并且要像CSCE一样满足于对保密建筑措施的讨论,例如事先进行的重大军事演习通知和自愿的观察员交换。由于潜在的参与者对经济合作的兴趣似乎相差很大,因此建议他们从结束各种形式的抵制和类似限制开始。跨境旅游业的便利化,家庭团聚,更好的交流信息,青年交流和其他类似步骤可能最终会在庞大的国际安排体系中达到顶峰,例如CSCE / OSCE的“人文层面”。***本报告两位作者的合作源于一次演讲由格茨·冯·格罗尔(Götzvon Groll)于1996年3月13日阅读的题为《从欧安会学到的教训对解决中东的冲突是否有帮助?》,这是PRIF第6届春季学院关于该主题的一部分:由伯特霍尔德·迈耶(Berthold Meyer)进行的动荡区域。格茨·冯·格洛尔(Götzvon Groll)曾在1971年至1977年期间担任协调德意志联邦共和国政府CSCE政策的AuswärtigesAmt的办公室主任。以及1973/75年在赫尔辛基举行的外交部长和首脑会议。 1977年,他是联邦德国代表团团长,负责筹备在贝尔格莱德举行的第一次CSCE后续会议。伯特霍尔德·迈耶(Berthold Meyer)参加了70年代的许多国际CSCE青年组织会议,并自1981年以来指导PRIF对CSCE / OSCE,包括欧洲-地中海关系在内的欧洲安全问题的研究。

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