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Random forest based intelligent fault diagnosis for PV arrays using array voltage and string currents

机译:基于阵列电压和串电流的基于随机森林的光伏阵列智能故障诊断

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摘要

With the rapid growth of installed capacity of photovoltaic power systems, status monitoring and fault diagnosis of PV arrays becomes increasingly important for improving the energy conversion and maintenance efficiency. In recent years, many machine learning algorithms were successfully applied to automatically build fault diagnosis models using the fault data samples. However, most of them suffer overfitting problem and the generalization performance is still limited. In this paper, the random forest (RF) ensemble learning algorithm is explored for the detection and diagnosis of PV arrays early faults (including line-line faults, degradation, open circuit, and partial shading), which combines multiple learning algorithms to achieve a superior diagnostic performance. The proposed RF based fault diagnosis model only takes the real-time operating voltage and string currents of the PV arrays as the fault features, which is irrelevant to the environment conditions. In addition, a grid-search method is used to optimize the parameters of the RF model by minimizing the out-of-bag error estimation, so as to improve the fault diagnosis model. In order to obtain sufficient fault data samples, comprehensive fault experiments are conducted on both a Simulink based simulated PV system and a laboratory PV system. The simulation and experimental results both demonstrate that the optimized RF based fault diagnosis model can achieve a high overall detection and diagnosis performance. Moreover, the comparison results indicate that the generalization performance of the proposed RF based model is better than the one of the decision tree based model. Therefore, the proposed optimal RF based method is an effective and efficient alternative to detect and classify the faults of PV arrays. Furthermore, the proposed RF based fault diagnosis model is successfully integrated into a Matlab based real-time monitoring system prototype developed for the laboratory PV system, which validates the practicability as well.
机译:随着光伏发电系统装机容量的快速增长,光伏阵列的状态监测和故障诊断对于提高能量转换和维护效率变得越来越重要。近年来,许多机器学习算法已成功应用于利用故障数据样本自动构建故障诊断模型。然而,它们中的大多数遭受过度拟合的问题,并且泛化性能仍然受到限制。本文探索了随机森林(RF)集成学习算法来检测和诊断PV阵列的早期故障(包括线路故障,退化,断路和部分阴影),该算法结合了多种学习算法以实现优越的诊断性能。所提出的基于RF的故障诊断模型仅将PV阵列的实时工作电压和串电流作为故障特征,这与环境条件无关。另外,网格搜索方法被用于通过最小化袋外误差估计来优化RF模型的参数,从而改进故障诊断模型。为了获得足够的故障数据样本,在基于Simulink的模拟PV系统和实验室PV系统上都进行了全面的故障实验。仿真和实验结果均表明,优化的基于RF的故障诊断模型可以实现较高的整体检测和诊断性能。此外,比较结果表明,所提出的基于RF的模型的泛化性能优于基于决策树的模型之一。因此,所提出的基于最优RF的方法是检测和分类PV阵列的故障的有效且高效的替代方法。此外,所提出的基于RF的故障诊断模型已成功集成到为实验室PV系统开发的基于Matlab的实时监控系统原型中,这也证明了其实用性。

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