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Communication inside Risk Assessment and Risk Management (COMRISK): Final report

机译:内部风险评估和风险管理(COMRISK)的通信:最终报告

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摘要

A key feature of risk analysis is that risk assessment and risk management should be functionally separated. However, the usefulness of a risk assessment may be limited if the output is not designed to help with risk management decisions. The COMRISK project investigated the communication between risk assessors and risk managers. The overall goal of the project was to identify current practices and challenges in communication between risk assessors and risk managers during the risk analysis process, and thus increase and improve the understanding and the quality of the communication between them. Specific actions to achieve this aim included reviewing of historical food safety cases, analysing risk assessment requests, identifying communication guiding documents, including legislation and agreements, conducting semi‐structured interviews with risk assessors and risk managers, and identifying tools for facilitating the communication between risk assessors and risk managers. It was concluded that the usefulness of a risk assessment is strongly dependent on well‐defined and mutually recognised risk questions and that scarce or poor communication between risk assessors and risk managers is one of the major reasons when an output from risk assessment fails to support risk management. The communication between risk assessors and risk managers preceding the onset of the risk assessment, when the risk assessment requests with its risk questions are defined, is especially identified as one of the critical points to ensure a risk assessment that is fit for purpose. However, difficulties in understanding were also reported for the communication between risk assessors and risk managers during and after the risk assessment. Lack of communication is seldom a result of formal constraints or agreements nor can it be explained by a wish of the risk assessors or risk managers. Instead, perceived constraints or traditions appear to be possible underlying factors leading to scarce or poor communication between risk assessors and risk managers. It is essential that both risk assessors and risk managers acknowledge the crucial importance of communication between them while at the same time respect their different roles in a risk analysis.According to respondents, the best solution to facilitate the framing of the risk assessment questions isan open dialogue between risk assessors and risk managers to agree on the goal of the assessment and to build trust. Further, the interviewresults indicate that a formal systematic process may facilitate communication during the risk analysis. Where there is uncertainty, e.g due to data gaps or issues related to the methodology and models, it should be acknowledged and described properly by risk assessors to risk managers. Training of risk assessors and risk managers may improve the possibility of a timely and fit‐for‐purpose output.Such a training should give a deeper insight in the risk management process, give a better understanding of the risk managers role, and especially raise the awareness of the importance of the communication between risk assessors and risk managers.To improve the risk analysis process, it is also important that the risk assessor gets feedback regarding how risk assessments have met the needs of the risk managers.The present study also found that aspects of risk communication studied in this project are not extensively discussed in the guidance documents for risk analysis. More research is needed to identify the barriers for a fit for purpose communication.
机译:风险分析的关键特征是风险评估和风险管理应在功能上分开。但是,如果销量不旨在帮助风险管理决策,则可能有限的风险评估的有用性。 COMRISK项目调查了风险评估员和风险管理人员之间的沟通。该项目的总体目标是确定风险分析过程中风险评估员和风险管理人员之间的经常做法和挑战,从而增加和改善他们之间沟通的理解和质量。实现这一目标的具体行动包括审查历史食品安全案件,分析风险评估请求,确定沟通指导文件,包括立法和协议,进行有风险评估员和风险管理人员的半结构化访谈,以及识别促进风险之间沟通的工具评估员和风险管理人员。得出的结论是,风险评估的有用性强烈依赖于明确的定义和相互认识的风险问题,风险评估员和风险管理人员之间的稀缺或差距是风险评估产量未能支持风险的主要原因之一管理。风险评估员和风险管理人员之间的沟通在风险评估中,当定义风险评估要求的风险评估请求时,特别确定为确保适合目的的风险评估的关键点之一。然而,还讨论了风险评估员和风险管理人员在风险评估期间和风险管理人员之间的沟通的困难。缺乏沟通很少是正式的制约因素或协议的结果,也可以通过风险评估员或风险管理人员的愿望来解释。相反,感知的限制或传统似乎是可能的潜在因素,导致风险评估员和风险管理人员之间的沟通稀缺或差。必须既有风险评估员和风险管理人员则承认他们之间的沟通至关重要,同时尊重风险分析中的不同作用。根据受访者,最好的解决方案,以促进风险评估问题的框架是开放的风险评估问题的框架风险评估员与风险管理人员之间的对话,以达成协议的目标并建立信任。此外,采访结果表明,正式的系统过程可以在风险分析期间促进沟通。在存在不确定性的情况下,例如由于数据差距或与方法和模型相关的问题,应通过风险评估员对风险管理人员正确确认和描述。风险评估员和风险管理人员的培训可能会改善及时和适合的输出的可能性。培训应该在风险管理过程中提出更深入的洞察力,更好地了解风险管理人员的角色,特别是提高意识到风险评估员和风险管理人员之间的沟通的重要性。为了改善风险分析过程,风险评估员也有重要的是,风险评估如何满足风险管理人员的需求。目前还发现了在风险分析的指导文件中没有广泛讨论该项目中研究的风险通信的各个方面。需要更多的研究来识别适合于目的沟通的障碍。

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