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首页> 外文期刊>The American economic review >Racial and Ethnic Sentencing Differentials in the Federal Criminal Justice System
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Racial and Ethnic Sentencing Differentials in the Federal Criminal Justice System

机译:联邦刑事司法系统中的种族和族裔量刑差异

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Minority groups are far more likely to come into contact with the federal criminal justice system (CJS) than whites. A voluminous body of research further shows sentencing outcomes also vary tremendously for such groups. The research challenge lies in establishing whether these sentencing differentials are driven by unobserved heterogeneity correlated to defendant race/ethnicity, or whether they reflect discrimination. We add to the debate by examining the robustness of racial/ethnic sentencing gaps, by gender, when allowing for selection on unobservables (SoU). We use the Monitoring of Federal Criminal Sentences (MFCS) data, covering federal court cases. Three features make it amenable to examining the robustness of sentencing differentials to SoU.1First, the data covers over 270,000 federal criminal cases up for sentencing between 1998 and 2003. This allows black-white and Hispanic-white differentials to be studied. It covers cases from all 90 mainland US districts, defendants of all ages, genders, and all types of criminal offense. Second, the data contains rich information for each criminal case: defendant demographics include their age, highesteducation level, marital status, and number of dependents. Legal controls include the type of defense counsel and the federal court district of sentencing. Offense details allow us to classify offenses into 31 types. Third, sentencing guidelines are in place in the federal CJS in our study period. Such guidelines provide for determinate sentencing, mapping combinations of the offense severity and the defendant's criminal history into a specific sentencing range, as shown in Table Al. The MCFS data records which of the 258 guideline cells is recommended to the judge pre-sentencing. This effectively proxies case-specific factors the prosecution and legal counsel deem judges should factor into sentencing.
机译:与白人相比,少数群体与联邦刑事司法系统(CJS)接触的可能性更大。大量的研究进一步表明,这类人群的判决结果也相差很大。研究的挑战在于确定这些量刑差异是否是由与被告人种族/族裔相关的未观察到的异质性驱动的,还是它们是否反映了歧视。当允许选择“不可观察者”(SoU)时,我们通过按性别检查种族/族裔量刑差距的鲁棒性来加深辩论。我们使用联邦刑事判决监测(MFCS)数据,涵盖联邦法院案件。三个特征使其可以检查与SoU的量刑差异的鲁棒性。1首先,该数据涵盖了1998年至2003年之间待判决的超过270,000例联邦刑事案件。这使得可以研究黑白差异和西班牙裔白人差异。它涵盖了来自美国所有90个地区的案件,所有年龄,性别和所有类型的刑事犯罪的被告。其次,数据包含每个刑事案件的丰富信息:被告的人口统计信息包括其年龄,最高学历,婚姻状况和受抚养人数。法律控制措施包括辩护律师的类型和联邦法院的判决范围。犯罪详细信息使我们可以将犯罪分为31种类型。第三,在我们的研究期间,联邦CJS已制定了量刑指南。此类准则规定了确定的量刑,将犯罪严重程度和被告的犯罪历史的组合映射到特定的量刑范围内,如表A1所示。 MCFS数据记录了推荐给法官的258个准则单元中的哪个。这有效地代理了起诉和法律顾问认为法官应将具体因素纳入量刑的案件特定因素。

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