The purpose of this study is to examine Chinese insider trading regulation, explore the inadequacy of the current regime, and attempt to offer some suggestions. Since China's securities market is an emerging and rather unique one in the context of a transitional economy, it exhibits some special features. The thesis highlights its unique features, and analyzes these features which negatively impact on market efficiency and effectiveness of insider trading regulation. The thesis provides a detailed examination on Chinese insider trading regulatory regime, including the legislative scheme as well as enforcement. The inadequacy of the regime is explored, such as the defects of Chinese insider trading law as well as weak enforcement. The thesis also examines the experience in the United States, Canada and Australia on insider trading regulation. It is expected that the practices may be good reference for China.
展开▼
