首页> 外文学位 >The emergence of domestic carbon trading in China: Institutional development and international influences.
【24h】

The emergence of domestic carbon trading in China: Institutional development and international influences.

机译:中国国内碳交易的出现:制度发展和国际影响。

获取原文
获取原文并翻译 | 示例

摘要

My dissertation consists of six articles about the institutional development of domestic carbon trading in China and the international influences on China's carbon trading policy. Despite the traditional reliance on command-and-control for environmental protection, energy-saving, and emissions reduction, since 2007 domestic carbon trading has been gradually gaining momentum in China. My research attempts to trace and assess the evolutionary path and current status of domestic carbon trading in China, and explore how China's carbon trading policy-making has been influenced by international factors.;The Overview provides a brief introduction to each article. The main method that I use is qualitative process-tracing. Besides, I use implementation analysis to evaluate China's pilot cap-and-trade plans and identify the institutional obstacles; furthermore, policy analogy is applied to explore China's possible strategy toward international carbon trading. Since the articles address different aspects of China's carbon trading policy, I draw on a broad range of literature, including Chinese politics and foreign policy after the adoption of the Reform and Opening-up policy, international political economy, the constructivist and neo-realist theories of international relations, and neo-Gramscianism.;Article 1 develops an explanation for the fragmented and pre-legislation development of the domestic voluntary carbon market (DVCM) in China. To do this, it traces and analyzes the establishment and operation of Chinese carbon trading institutions, and the roles that Chinese government agencies and non-state actors have played from 2008 to 2011. It suggests that the development pattern of the Chinese DVCM has been shaped by the actions taken by Chinese local governments and non-state actors under the policy experimentation approach adopted by the Chinese central government.;Article 2 discusses the obstacles to the implementation of China's cap-and-trade plan. While the pilot cap-and-trade schemes have been integrated into the national development agenda, this article argues that three factors rooted in the Chinese political economy have led to the non-smooth progress at the local level: the ambiguous legal nature of carbon-emissions rights, inequality in distribution, and local business-government networks. It concludes by identifying four policy options that can help improve the implementation of the cap-and-trade schemes incrementally.;Article 3 and Article 4 explore from different perspectives the question of why China has decided to gradually develop a domestic carbon market while it has no international obligation to do so. Drawing on the constructivist theory, Article 3 argues that the international sources of China's carbon trading policy can be approached from three dimensions: the institutionalized international norms under the global climate regime; the expert knowledge of international epistemic communities; and international anarchy which leads to a strategic construction need for pursuing national interests in global climate negotiation. Then from a neorealist perspective, Article 4 suggests that the climate negotiating strategies of three other major actors---the EU, the U.S., and the Group of 77 constitute the international cause of China's cautious attitude, while the pursuit for institutional influence and policy independence in global climate politics has provided momentum for China's carbon trading plan.;Article 5 is a "semi-predictive" exploration of China's strategy toward the possibility of international carbon trading. It argues that China faces a policy "trilemma" between carbon market integration, state sovereignty and policy flexibility. Then through developing a policy analogy of China's foreign exchange policy and carbon trading policy, it suggests that China will probably support the gradual establishment of intergovernmental governance mechanisms under which nation-states can prioritize sovereignty and national policy flexibility.;Article 6 explains the inconsistency in the climate actions of Chinese companies, which is featured by their active participation in energy-saving initiatives, and passive attitude toward climate-focused campaigns such as voluntary carbon trading, carbon footprint assessments, disclosure of emissions information, etc. Drawing on constructivism and neo-Gramscianism, this article attributes the inconsistency to the normative tension between nation-states in global climate negotiation, and the limited influence of transnational business-led initiatives and public-private partnerships.;The Conclusion briefly summarizes the international relevance of China's carbon trading policy. Then it provides a preliminary discussion about a collective insight that emerges from the six articles regarding the Chinese approach to state-market relations in climate governance. Based on the exploration of how China addresses carbon trading in domestic and foreign policy-making, it identifies three directions in the evolution of China's climate governance, and discusses the implications of the emergence of the Chinese domestic carbon market to international stakeholders.
机译:我的论文包括六篇关于中国国内碳交易的制度发展以及国际上对中国碳交易政策的影响的文章。尽管传统上依靠命令和控制来实现环境保护,节能和减排,但自2007年以来,国内碳交易在中国逐渐取得了动力。我的研究试图追踪和评估中国国内碳交易的演变路径和现状,并探讨国际因素对中国碳交易政策制定的影响。概述为每篇文章作了简要介绍。我使用的主要方法是定性过程跟踪。此外,我使用实施分析来评估中国的试点总量和贸易计划,并确定体制障碍;此外,运用政策类比来探索中国在国际碳交易中可能采取的策略。由于文章涉及中国碳交易政策的不同方面,因此我借鉴了广泛的文献,包括改革开放后的中国政治和外交政策,国际政治经济学,建构主义和新现实主义理论。第1条对中国国内自愿碳市场(DVCM)的零散和立法前发展进行了解释。为此,它追溯并分析了中国碳交易机构的建立和运作,以及中国政府机构和非国家行为者在2008年至2011年间所扮演的角色。这表明中国DVCM的发展模式已经形成。通过中国地方政府和非国家行为者在中国中央政府采取的政策试验方法下采取的行动。第二条讨论了实施中国的总量控制与贸易计划的障碍。尽管试点限额与贸易计划已纳入国家发展议程,但本文认为,植根于中国政治经济的三个因素导致了地方层面的不顺利发展:碳排放交易的法律性质含糊不清。排放权,分配中的不平等以及当地的商业政府网络。最后,确定了四个政策选择,这些选择可以帮助逐步改善碳排放权交易计划的实施。第三条和第四条从不同角度探讨了为什么中国决定逐步发展国内碳市场的问题。没有国际义务这样做。第三条借鉴了建构主义理论,认为中国碳交易政策的国际来源可以从三个方面来探讨:全球气候体制下的制度化国际规范;以及国际知识界的专业知识;国际无政府状态导致了在全球气候谈判中追求国家利益的战略建设需求。然后从新现实主义的角度来看,第4条认为,其他三个主要参与者的气候谈判战略-欧盟,美国和77国集团构成了中国谨慎态度的国际原因,而对体制影响和政策的追求全球气候政治的独立性为中国的碳交易计划提供了动力。第5条是对中国应对国际碳交易可能性的策略的“半预测”探索。报告认为,中国面临着碳市场一体化,国家主权和政策灵活性之间的政策“困境”。然后,通过建立类似于中国外汇政策和碳交易政策的政策比喻,它表明中国可能会支持逐步建立政府间治理机制,在这种机制下,国家可以优先考虑主权和国家政策的灵活性。第6条解释了这种矛盾。中国公司的气候行动,其特征在于他们积极参与节能举措,以及对以气候为重点的活动(如自愿碳交易,碳足迹评估,排放信息披露等)的被动态度。 -Gramscianism,本文将不一致归因于民族国家之间在全球气候谈判中的规范性张力,以及跨国企业主导的举措和公私伙伴关系的影响有限。结论总结了中国碳交易政策的国际意义。然后,它提供了关于集体见解的初步讨论,该见解来自有关中国在气候治理中的国家市场关系方法的六篇文章。在探索中国如何处理国内外决策中的碳交易的基础上它确定了中国气候治理发展的三个方向,并讨论了中国国内碳市场的兴起对国际利益相关者的影响。

著录项

  • 作者

    Huang, Yitian.;

  • 作者单位

    Yale University.;

  • 授予单位 Yale University.;
  • 学科 Political Science International Relations.;Environmental Studies.;Climate Change.
  • 学位 Ph.D.
  • 年度 2013
  • 页码 301 p.
  • 总页数 301
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

  • 入库时间 2022-08-17 11:41:25

相似文献

  • 外文文献
  • 中文文献
  • 专利
获取原文

客服邮箱:kefu@zhangqiaokeyan.com

京公网安备:11010802029741号 ICP备案号:京ICP备15016152号-6 六维联合信息科技 (北京) 有限公司©版权所有
  • 客服微信

  • 服务号