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Who pays the piper calls the tune: A fiscal approach to measuring Russian federalism.

机译:付钱给吹笛者的人叫气:一种衡量俄罗斯联邦制的财政方法。

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摘要

Conventional wisdom suggests that the Russian Federation is an unstable federalism. Regional defiance of the central government and assertions of regional autonomy are offered as evidence of the peripheralization and potential disintegration of the federation. True regional autonomy, however, requires fiscal autonomy. In order for claims of regional autonomy, of the potential for separatism, and of the possibility of disintegration of the federation to be validated we would expect to see regions with independent sources of revenue, variation in services across constituent regions suggesting autonomous decision making, and mechanisms of intergovernmental fiscal relations that reflect the regional tilt of the federal balance of power. In short, we would expect to see less central government interference in regional fiscal matters.;The analysis of this dissertation suggests the opposite: the Soviet legacy of fiscal centralization remains. Although the immediate post-Soviet period may have appeared as a break with the past, the settling dust and political consolidation in the later years of the transition have revealed the continuity or persistence of many of the centralizing institutions of the Soviet regime. In particular, the hierarchical structure of fiscal relations and mechanisms of financial control remained, or re-emerged after a brief transitional period. These centralizing institutions, particularly those in place by 1996 and 1997, strongly influence the current dynamics of federal relations. This dissertation argues that these institutions---including the extreme centralization of budget revenues and the use of federally-mandated expenditure norms for spending at the subnational level---act as the proverbial ties that bind.;The dissertation first reviews the institutions of intergovernmental fiscal relations under the Soviet Union in order to identify potential legacies which influence the current state of fiscal relations in Russia. These financial institutions served as focal points for both the center and the regions in the post-Soviet period, and allowed for the continuation or re-emergence of a centralized budgetary system. Next, using Ministry of Finance data on consolidated regional budgets for 1996 and 1997, the dissertation tests specific claims of peripheralization of the federation and of asymmetries in federal relations by examining regional revenue and expenditure autonomy.
机译:传统观点认为,俄罗斯联邦是不稳定的联邦制。中央政府的区域性蔑视和区域自治的主张被提供作为联合会外围化和潜在瓦解的证据。但是,真正的区域自治需要财政自治。为了验证区域自治,分离的可能性以及联邦解体的可能性,我们希望看到具有独立收入来源的地区,各组成地区的服务差异暗示自主决策,以及反映联邦权力均势的区域倾向的政府间财政关系机制。简而言之,我们希望中央政府对区域财政事务的干预会减少。;对本文的分析表明,情况恰恰相反:苏联仍然保留着财政集中化的传统。尽管后苏联时期可能是与过去的突破,但过渡后期的尘埃落定和政治巩固表明,苏维埃政权的许多中央集权机构是连续性或持久性的。特别是,在短暂的过渡期之后,财政关系的等级结构和财务控制机制仍然存在,或重新出现。这些集权机构,特别是在1996年和1997年建立的集权机构,极大地影响了联邦关系的当前动态。本文认为,这些机构-包括预算收入的极端集中化和联邦政府在地方一级支出的支出准则的使用-都是有约束力的众所周知的联系;本文首先回顾了这些机构。苏联政府间的财政关系,以查明影响俄罗斯当前财政关系状况的潜在遗产。这些金融机构是后苏联时期中部和各地区的联络点,并允许中央预算系统继续或重新出现。接下来,本文使用财政部关于1996年和1997年合并区域预算的数据,通过检查区域收支自治,测试了联邦外围化和联邦关系不对称的具体主张。

著录项

  • 作者单位

    Stanford University.;

  • 授予单位 Stanford University.;
  • 学科 Political Science General.
  • 学位 Ph.D.
  • 年度 2000
  • 页码 369 p.
  • 总页数 369
  • 原文格式 PDF
  • 正文语种 eng
  • 中图分类
  • 关键词

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